4//SEC Filing
LaVoy Kathleen Mackie 4
Accession 0001209191-20-063521
CIK 0001372020other
Filed
Dec 14, 7:00 PM ET
Accepted
Dec 15, 5:00 PM ET
Size
17.1 KB
Accession
0001209191-20-063521
Insider Transaction Report
Form 4
LaVoy Kathleen Mackie
Interim CLO & Interim Corp Sec
Transactions
- Exercise/Conversion
Common Stock
2020-12-11$7.56/sh+6,614$50,002→ 126,301 total - Sale
Common Stock
2020-12-11$11.41/sh−10,000$114,068→ 119,687 total - Sale
Common Stock
2020-12-11$11.42/sh−6,614$75,515→ 125,702 total - Sale
Common Stock
2020-12-11$11.41/sh−6,015$68,613→ 119,687 total - Exercise/Conversion
Employee Stock Option
2020-12-11$7.56/sh−6,614$50,002→ 0 totalExercise: $7.56Exp: 2023-05-07→ Common Stock (6,614 underlying) - Exercise/Conversion
Employee Stock Option
2020-12-11$7.62/sh−6,015$45,834→ 0 totalExercise: $7.62Exp: 2024-05-09→ Common Stock (6,015 underlying) - Exercise/Conversion
Common Stock
2020-12-11$7.62/sh+6,015$45,834→ 132,316 total
Footnotes (7)
- [F1]Represents the weighted average price. The shares were sold in multiple transactions ranging from $11.39 to $11.43, inclusive. Upon request by the Commission staff, the issuer or security holder of the issuer, the reporting person will provide information regarding the number of shares disposed of at each separate price.
- [F2]Represents an exercise of vested employee stock options granted on May 7, 2013 under the Great Lakes Dredge & Dock Corporation 2007 Long-Term Incentive Plan.
- [F3]Represents the weighted average price. The shares were sold in multiple transactions ranging from $11.41 to $11.425 inclusive. Upon request by the Commission staff, the issuer or security holder of the issuer, the reporting person will provide information regarding the number of shares disposed of at each separate price.
- [F4]Represents an exercise of vested employee stock options granted on May 9, 2014 under the Great Lakes Dredge & Dock Corporation 2007 Long-Term Incentive Plan.
- [F5]Represents the weighted average price. The shares were sold in multiple transactions ranging from $11.40 to $11.411, inclusive. Upon request by the Commission staff, the issuer or security holder of the issuer, the reporting person will provide information regarding the number of shares disposed of at each separate price.
- [F6]The options vested in three equal installments beginning May 7, 2014.
- [F7]The options vested in three equal installments beginning May 9, 2015.
Documents
Issuer
Great Lakes Dredge & Dock CORP
CIK 0001372020
Entity typeother
Related Parties
1- filerCIK 0001658715
Filing Metadata
- Form type
- 4
- Filed
- Dec 14, 7:00 PM ET
- Accepted
- Dec 15, 5:00 PM ET
- Size
- 17.1 KB