Garrett W.H. Baird 4
4 · Elastic N.V. · Filed Dec 18, 2020
Insider Transaction Report
Form 4
Elastic N.V.ESTC
Garrett W.H. Baird
SVP and General Counsel
Transactions
- Sale
Ordinary Shares
2020-12-18$150.40/sh−5,200$782,079→ 58,090 total - Sale
Ordinary Shares
2020-12-18$152.36/sh−9,649$1,470,126→ 38,290 total - Exercise/Conversion
Ordinary Shares
2020-12-18$5.46/sh+4,017$21,933→ 42,307 total - Exercise/Conversion
Ordinary Shares
2020-12-18$9.30/sh+20,983$195,142→ 63,290 total - Sale
Ordinary Shares
2020-12-18$151.51/sh−10,151$1,537,943→ 47,939 total - Exercise/Conversion
Employee Stock Option (right to buy)
2020-12-18−20,983→ 82,293 totalExercise: $9.30Exp: 2027-04-24→ Ordinary Shares (20,983 underlying) - Exercise/Conversion
Employee Stock Option (right to buy)
2020-12-18−4,017→ 8,483 totalExercise: $5.46Exp: 2026-05-15→ Ordinary Share (4,017 underlying)
Footnotes (6)
- [F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 30, 2020.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $150.00 to $150.92, inclusive. The reporting person undertakes to provide to the the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3) and (4) to this Form 4.
- [F3]The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $151.00 to 151.96.
- [F4]The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $152.07 to $152.97, inclusive.
- [F5]The ordinary shares subject to the option vest in 48 equal monthly installments beginning on July 1, 2017.
- [F6]The ordinary shares subject to the option vest as follows: (i) 100,000 ordinary shares subject to the option vest in 48 equal monthly installments beginning on May 1, 2017; (ii) 75,000 ordinary shares subject to the option vest in 48 equal monthly installments beginning on May 1, 2018; and (iii) 75,000 ordinary shares subject to the option vest in 48 equal monthly installments beginning on May 1, 2019.