Balciunas Paul 4
4 · Canoo Inc. · Filed Dec 22, 2020
Insider Transaction Report
Form 4
Canoo Inc.GOEV
Balciunas Paul
Chief Financial Officer
Transactions
- Award
Common Stock
2020-12-21+278,872→ 278,872 total
Footnotes (2)
- [F1]Includes 219,379 shares subject to Restricted Stock Units ("RSUs"). The RSUs will vest as follows: 3/8th of the total shares subject to the grant shall vest upon the one year anniversary of December 1, 2019 (the "Vesting Commencement Date"), and an additional 1/16th of the total shares subject to the grant shall vest each quarter thereafter on the same day of the month as the Vesting Commencement Date, subject to the Reporting Person remaining in continuous service with the Issuer through each such date.
- [F2]Received pursuant to the Merger Agreement and Plan of Reorganization, dated as of August 17, 2020, by and among Hennessy Capital Acquisition Corp. IV ("Hennessy Capital"), HCAC IV First Merger Sub, Ltd., a direct, wholly-owned subsidiary of Hennessy Capital ("First Merger Sub"), HCAC IV Second Merger Sub, LLC, a direct, wholly-owned subsidiary of Hennessy Capital ("Second Merger Sub"), and Canoo Holdings Ltd. ("Legacy Canoo") pursuant to which, through a series of mergers between Legacy Canoo, First Merger Sub, and Second Merger Sub, Legacy Canoo became a direct, wholly-owned subsidiary of Hennessy Capital, which subsequently changed its name to Canoo Inc. (the "Issuer").