|4Dec 22, 5:45 PM ET

Champ Key Ltd 4

4 · Canoo Inc. · Filed Dec 22, 2020

Insider Transaction Report

Form 4
Period: 2020-12-21
Transactions
  • Award

    Common Stock

    2020-12-21+62,299,06962,299,069 total
  • Award

    Common Stock

    2020-12-21+17,189,21017,189,210 total
Footnotes (3)
  • [F1]Received pursuant to the Merger Agreement and Plan of Reorganization, dated as of August 17, 2020, by and among Hennessy Capital Acquisition Corp. IV ("Hennessy Capital"), HCAC IV First Merger Sub, Ltd., a direct, wholly-owned subsidiary of Hennessy Capital ("First Merger Sub"), HCAC IV Second Merger Sub, LLC, a direct, wholly-owned subsidiary of Hennessy Capital ("Second Merger Sub"), and Canoo Holdings Ltd. ("Legacy Canoo") pursuant to which, through a series of mergers between Legacy Canoo, First Merger Sub, and Second Merger Sub, Legacy Canoo became a direct, wholly-owned subsidiary of Hennessy Capital, which subsequently changed its name to Canoo Inc. (the "Issuer").
  • [F2]Shares are held directly by DD Global Holdings Limited ("DD Global"). DD Global is wholly owned by Champ Key Limited ("Champ Key"). Champ Key is wholly owned by DE Capital Capital Limited ("DE Capital"). DE Capital is wholly owned by Pak Tam Li ("Mr. Li"). Mr. Li may be deemed to hold sole voting and dispositive control over the shares held by DD Global.
  • [F3]In accordance with footnote 2 above, Mr. Li may be deemed to hold sole voting and dispositive control over the shares held by Champ Key.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION