CR Group L.P. 4
4 · Assertio Holdings, Inc. · Filed Dec 22, 2020
Insider Transaction Report
Form 4
Capital Royalty L.P.
10% Owner
Transactions
- Sale
Common Stock
2020-12-18$0.38/sh−500,000$188,800→ 10,967,185 total(indirect: By LLC) - Sale
Common Stock
2020-12-21$0.36/sh−500,000$180,100→ 10,467,185 total(indirect: By LLC) - Sale
Common Stock
2020-12-22$0.34/sh−1,500,000$508,500→ 8,967,185 total(indirect: By LLC)
Footnotes (4)
- [F1]The price reported is a weighted-average price. The shares were sold at prices ranging from $0.3700 to $0.3909. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
- [F2]The securities are held by Loan Security Holdings I LLC, a wholly owned LLC held by CRG Partners III - Parallel Fund "A" L.P., CRG Partners III - Parallel Fund "B" (Cayman) L.P., CRG Partners III (Cayman) Lev AIV I L.P., CRG Partners III (Cayman) Unlev AIV I L.P., and CRG Partners III L.P. (collectively, the "CRG Entities"). CRG Entities collectively hold all of the issued and outstanding shares of Loan Security Holdings I LLC. CR Group L.P. may be deemed to beneficially own the Shares and the Warrants by virtue of its position as the investment manager for the CRG Entities.
- [F3]The price reported is a weighted-average price. The shares were sold at prices ranging from $0.3535 to $0.3697. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
- [F4]The price reported is a weighted-average price. The shares were sold at prices ranging from $0.3310 to $0.3580. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.