4//SEC Filing
Harvey Mark James 4
Accession 0001209191-20-065228
CIK 0001477246other
Filed
Dec 27, 7:00 PM ET
Accepted
Dec 28, 5:38 PM ET
Size
5.0 KB
Accession
0001209191-20-065228
Insider Transaction Report
Form 4
S&W Seed CoSANW
Harvey Mark James
DirectorVice Chairman of the Board
Transactions
- Award
Common Stock
2020-12-23+1,420→ 25,985 total
Footnotes (1)
- [F1]The shares being reported are being issued pursuant to restricted stock units ("RSUs"), each one of which represents a contingent right to receive one share of the Issuer's common stock. The RSU will vest on the earlier of (i) December 23, 2021 and (ii) the date of the Issuer's next Annual Meeting of Stockholders, in each case, subject to the Reporting Person's continuous service on such date.
Documents
Issuer
S&W Seed Co
CIK 0001477246
Entity typeother
Related Parties
1- filerCIK 0001573791
Filing Metadata
- Form type
- 4
- Filed
- Dec 27, 7:00 PM ET
- Accepted
- Dec 28, 5:38 PM ET
- Size
- 5.0 KB