PILLAI HARI 4
4 · Bloom Energy Corp · Filed Dec 29, 2020
Insider Transaction Report
Form 4
PILLAI HARI
EVP of CIG
Transactions
- Exercise/Conversion
Class A Common Stock
2020-12-27+37,500→ 92,210 total - Exercise/Conversion
Class A Common Stock
2020-12-28$11.31/sh+2,084$23,570→ 94,294 total - Sale
Class A Common Stock
2020-12-28$28.93/sh−39,584$1,145,015→ 54,710 total - Exercise/Conversion
Stock Option (Right to Buy Class A Common Stock)
2020-12-28−2,084→ 50,000 totalExercise: $11.31Exp: 2029-02-15→ Class A Common Stock (2,084 underlying) - Exercise/Conversion
Restricted Stock Units (Class A Common Stock)
2020-12-27−37,500→ 75,000 totalExp: 2029-02-15→ Class A Common Stock (37,500 underlying)
Footnotes (5)
- [F1]The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- [F2]The price reported represents the weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from $28.08 to $31.47 per share. Upon request by the staff of the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- [F3]Each restricted stock unit (the "RSU") represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.
- [F4]The RSUs vest in annual installments of 37,500 shares each on December 27, 2019, December 27, 2020, December 27, 2021 and December 27, 2022, subject to continuous service by the Reporting Person with the Issuer.
- [F5]The stock option vested as to 1/4 of the shares on December 27, 2019 and the remaining options will vest as to 1/36 of the shares monthly over the remaining three years, subject to the Reporting Person's continuous service to the Issuer through each vesting date.