⌘K

Login Start Free

Home/Filings/4/0001209191-20-065514

4//SEC Filing

Butkowski Robert G. Jr. 4

Accession 0001209191-20-065514

CIK 0001609065other

View on SEC.gov Company Profile

Filed

Dec 29, 7:00 PM ET

Accepted

Dec 30, 4:36 PM ET

Size

11.0 KB

Accession

0001209191-20-065514

Insider Transaction Report

Form 4

Period: 2020-10-28

Pathfinder Bancorp, Inc.PBHC

Butkowski Robert G. Jr.

Senior Vice President

Transactions

Award
Common Stock
2020-10-28+1,000→ 1,000 total
Award
Stock Options
2020-10-28+1,500→ 1,500 total
Exercise: $10.37From: 2021-10-28Exp: 2030-10-28→ Common Stock (1,500 underlying)

Holdings

Common Stock
1,800
Common Stock
(indirect: By 401(k))
10,791
Common Stock
(indirect: By IRA)
6,500
Common Stock
(indirect: By ESOP)
3,327
Stock Options
Exercise: $11.35From: 2017-05-06Exp: 2026-05-06→ Common Stock (2,636 underlying)
2,636

Footnotes (3)

[F1]Shares of restricted stock vest over a 3 year period at a rate of 33.333% per year commencing on October 28, 2021.
[F2]Stock options vest over a 3 year period at a rate of 33.333% per year commencing on October 28, 2021.
[F3]Stock options vest at a rate of 20% per year commencing on May 6, 2017.

Documents

1 file

4
doc4.xmlPrimary
FORM 4 SUBMISSION

Issuer

Pathfinder Bancorp, Inc.

CIK 0001609065

Entity typeother

Related Parties

1

filerCIK 0001731990

Filing Metadata

Form type: 4
Filed: Dec 29, 7:00 PM ET
Accepted: Dec 30, 4:36 PM ET
Size: 11.0 KB

View on SEC.gov