|4Dec 30, 4:36 PM ET

Butkowski Robert G. Jr. 4

4 · Pathfinder Bancorp, Inc. · Filed Dec 30, 2020

Insider Transaction Report

Form 4
Period: 2020-10-28
Butkowski Robert G. Jr.
Senior Vice President
Transactions
  • Award

    Common Stock

    2020-10-28+1,0001,000 total
  • Award

    Stock Options

    2020-10-28+1,5001,500 total
    Exercise: $10.37From: 2021-10-28Exp: 2030-10-28Common Stock (1,500 underlying)
Holdings
  • Common Stock

    1,800
  • Common Stock

    (indirect: By 401(k))
    10,791
  • Common Stock

    (indirect: By IRA)
    6,500
  • Common Stock

    (indirect: By ESOP)
    3,327
  • Stock Options

    Exercise: $11.35From: 2017-05-06Exp: 2026-05-06Common Stock (2,636 underlying)
    2,636
Footnotes (3)
  • [F1]Shares of restricted stock vest over a 3 year period at a rate of 33.333% per year commencing on October 28, 2021.
  • [F2]Stock options vest over a 3 year period at a rate of 33.333% per year commencing on October 28, 2021.
  • [F3]Stock options vest at a rate of 20% per year commencing on May 6, 2017.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION