4//SEC Filing
O'Brien William D 4
Accession 0001209191-20-065526
CIK 0001609065other
Filed
Dec 29, 7:00 PM ET
Accepted
Dec 30, 4:55 PM ET
Size
11.7 KB
Accession
0001209191-20-065526
Insider Transaction Report
Form 4
O'Brien William D
Senior Vice President
Transactions
- Award
Common Stock
2020-10-28+2,000→ 2,000 total - Award
Stock Options
2020-10-28+1,500→ 1,500 totalExercise: $10.37From: 2021-10-28Exp: 2030-10-28→ Common Stock (1,500 underlying)
Holdings
- 8,647
Stock Options
Exercise: $10.81From: 2017-04-01Exp: 2026-04-01→ Common Stock (8,647 underlying) - 4,218
Common Stock
- 5,869(indirect: By ESOP)
Common Stock
- 3,255(indirect: By 401(k))
Common Stock
- 7,908
Stock Options
Exercise: $11.35From: 2017-05-06Exp: 2026-05-06→ Common Stock (7,908 underlying)
Footnotes (4)
- [F1]Shares of restricted stock vest over a 3 year period at a rate of 33.333% per year commencing on October 28, 2021.
- [F2]Stock options vest over a 3 year period at a rate of 33.333% per year commencing on October 28, 2021.
- [F3]Stock options vest at a rate of 20% per year commencing on April 1, 2017.
- [F4]Stock options vest at a rate of 20% per year commencing on May 6, 2017
Documents
Issuer
Pathfinder Bancorp, Inc.
CIK 0001609065
Entity typeother
Related Parties
1- filerCIK 0001679927
Filing Metadata
- Form type
- 4
- Filed
- Dec 29, 7:00 PM ET
- Accepted
- Dec 30, 4:55 PM ET
- Size
- 11.7 KB