4//SEC Filing
Brooks Catherine A. 4
Accession 0001209191-20-065677
CIK 0001163165other
Filed
Dec 30, 7:00 PM ET
Accepted
Dec 31, 4:19 PM ET
Size
22.3 KB
Accession
0001209191-20-065677
Insider Transaction Report
Form 4
Brooks Catherine A.
VP & Controller
Transactions
- Tax Payment
Common Stock
2020-12-29$39.35/sh−91$3,581→ 3,386 total - Exercise/Conversion
Stock Units
2020-12-29−128→ 4,107 total→ Common Stock (128 underlying) - Exercise/Conversion
Common Stock
2020-12-29+91→ 3,477 total - Tax Payment
Common Stock
2020-12-29$39.35/sh−125$4,919→ 3,386 total - Exercise/Conversion
Common Stock
2020-12-29+128→ 3,514 total - Tax Payment
Common Stock
2020-12-29$39.35/sh−128$5,037→ 3,386 total - Exercise/Conversion
Stock Units
2020-12-29−91→ 2,921.243 total→ Commons Stock (91 underlying) - Exercise/Conversion
Stock Units
2020-12-29−125→ 4,023.286 total→ Common Stock (125 underlying) - Exercise/Conversion
Common Stock
2020-12-29+125→ 3,511 total
Holdings
- 2.39(indirect: By ConocoPhillips Savings Plan)
Common Stock
- 130(indirect: By Spouse)
Common Stock
Footnotes (10)
- [F1]Each stock unit was the economic equivalent of one share of common stock.
- [F10]The stock units grant settles 3 years from February 11, 2020, subject to earlier or partial settlement upon, termination of employment after attainment of age 55 with 5 years of service, layoff, death or disability or a change of control.
- [F2]Includes units acquired through routine dividend transactions that are exempt under rule 16a-11 and through a qualified plan that are exempt under rule 16b-3.
- [F3]The reporting person disclaims beneficial ownership of her spouse's shares to the extent she does not have a pecuniary interest in such shares.
- [F4]The stock units represent ConocoPhillips common stock on a 1-for-1 basis.
- [F5]Reflects partial lapsing of restrictions on RSU grant to cover FICA obligation and associated income taxes for retirement eligible employees.
- [F6]The stock units grant settles 3 years from February 13, 2018, subject to earlier or partial settlement upon, termination of employment after attainment of age 55 with 5 years of service, layoff, death or disability or a change of control.
- [F7]The stock units do not have an expiration date.
- [F8]The stock units grant settles 3 years from February 14, 2019, subject to earlier or partial settlement upon, termination of employment after attainment of age 55 with 5 years of service, layoff, death or disability or a change of control.
- [F9]Includes dividend equivalent units acquired through routine transactions that are exempt under rule 16a-11.
Documents
Issuer
CONOCOPHILLIPS
CIK 0001163165
Entity typeother
Related Parties
1- filerCIK 0001763529
Filing Metadata
- Form type
- 4
- Filed
- Dec 30, 7:00 PM ET
- Accepted
- Dec 31, 4:19 PM ET
- Size
- 22.3 KB