POTBELLY CORP·4

Jan 4, 2:44 PM ET

REVORD MATTHEW J 4

4 · POTBELLY CORP · Filed Jan 4, 2021

Insider Transaction Report

Form 4
Period: 2020-12-09
REVORD MATTHEW J
SVP, GC and Secretary
Transactions
  • Exercise/Conversion

    Common Stock

    2020-12-09+28,195194,548 total
  • Exercise/Conversion

    Performance Stock Units

    2020-12-0928,19556,388 total
    Exp: 2025-05-15Common Stock (28,195 underlying)
  • Sale

    Common Stock

    2020-12-18$4.86/sh9,109$44,291185,439 total
Holdings
  • Common Stock

    (indirect: By Trust)
    13,775
Footnotes (2)
  • [F1]Each performance stock unit represented a contingent right to receive one share of Potbelly Corporation common stock upon the Potbelly Corporation common stock achieving a specified market price target.
  • [F2]Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 28,195 shares of performance stock units from a June 24, 2020 grant of 112,778 shares of performance stock units. The shares were sold at a range of between $4.86 and $4.925 per share. The price represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION