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CALDWELL THOMAS G 4

Accession 0001209191-21-001849

CIK 0000836147other
View on SEC.govCompany Profile

Filed

Jan 5, 7:00 PM ET

Accepted

Jan 6, 1:26 PM ET

Size

16.6 KB

Accession

0001209191-21-001849

Insider Transaction Report

Form 4
Period: 2021-01-04
MIDDLEFIELD BANC CORPMBCN
CALDWELL THOMAS G
DirectorPresident/Chief Executive Offi
Transactions
  • Award

    Common Stock

    2021-01-04$22.50/sh+346$7,785→ 12,298 total
Holdings

  • Conditional Stock Award

    Exercise: $21.21Exp: 2022-03-01→ Common Stock (5,396 underlying)
    5,396

  • Conditional Stock Award

    Exercise: $26.09Exp: 2023-02-25→ Common Stock (4,387 underlying)
    4,387

  • Stock Option (right to buy)

    Exercise: $8.78From: 2012-05-09Exp: 2021-05-09→ Common Stock (5,000 underlying)
    5,000

  • Common Stock

    33,527.69

  • Conditional Stock Award

    Exercise: $24.10Exp: 2021-05-22→ Common Stock (4,480 underlying)
    4,480

  • Common Stock

    (indirect: By Children)
    522.75
Footnotes (6)
  • [F1]Shares acquired under Director Compensation program for members of the Board of Directors of The Middlefield Banking Company.
  • [F2]Includes shares acquired under the MBCN Dividend Reinvestment Plan.
  • [F3]Includes shares held jointly with spouse.
  • [F4]Until the award vests, the award confers no right to vote, no right to dividends, and no other shareholder rights to the recipient. Vesting is subject to a time-based or service condition and a performance-based condition. The details of the vesting conditions may be found in a Form 8-K filing dated May 29, 2018.
  • [F5]Until the award vests, the award confers no right to vote, no right to dividends, and no other shareholder rights to the recipient. Vesting is subject to a time-based or service condition and a performance-based condition. The details of the vesting conditions may be found in a Form 8-K filing dated March 5, 2019.
  • [F6]Until the award vests, the award confers no right to vote, no right to dividends, and no other shareholder rights to the recipient. Vesting is subject to a time-based or service condition and a performance-based condition. The details of the vesting conditions may be found in a Form 8-K filing dated February 26, 2020.

Documents

2 files

Issuer

MIDDLEFIELD BANC CORP

CIK 0000836147

→
Entity typeother

Related Parties

1
  • filerCIK 0001223976

Filing Metadata

Form type
4
Filed
Jan 5, 7:00 PM ET
Accepted
Jan 6, 1:26 PM ET
Size
16.6 KB
View on SEC.gov