POTBELLY CORP·4

Jan 6, 6:34 PM ET

Lecocq Daniel 4

4 · POTBELLY CORP · Filed Jan 6, 2021

Insider Transaction Report

Form 4
Period: 2020-12-09
Lecocq Daniel
SVP, Franchise & Corp Develop
Transactions
  • Exercise/Conversion

    Common Stock

    2020-12-09+11,878136,787 total
  • Sale

    Common Stock

    2020-12-18$4.86/sh4,662$22,668132,125 total
  • Exercise/Conversion

    Performance Stock Units

    2020-12-0911,87823,755 total
    Exp: 2025-05-15Common Stock (11,878 underlying)
Footnotes (2)
  • [F1]Each performance stock unit represented a contingent right to receive one share of Potbelly Corporation common stock upon the Potbelly Corporation common stock achieving a specified market price target.
  • [F2]Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 11,878 shares of performance stock units from a June 24, 2020 grant of 47,511 shares of performance stock units. The shares were sold at a range of between $4.86 and $4.925 per share. The price represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION