Patel Dharti 4
4 · SVMK Inc. · Filed Jan 6, 2021
Insider Transaction Report
Form 4
SVMK Inc.SVMK
Patel Dharti
Chief Accounting Officer
Transactions
- Exercise/Conversion
Common Stock
2021-01-04$12.35/sh+6,780$83,733→ 78,333 total - Exercise/Conversion
Common Stock
2021-01-04$13.65/sh+7,027$95,919→ 85,360 total - Exercise/Conversion
Common Stock
2021-01-04$13.20/sh+11,193$147,748→ 96,553 total - Sale
Common Stock
2021-01-04$25.17/sh−25,000$629,355→ 71,553 total - Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2021-01-04−6,780→ 16,780 totalExercise: $12.35Exp: 2029-02-15→ Common Stock (6,780 underlying) - Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2021-01-04−7,027→ 16,973 totalExercise: $13.65Exp: 2028-09-06→ Common Stock (7,027 underlying) - Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2021-01-04−11,193→ 26,238 totalExercise: $13.20Exp: 2028-03-05→ Common Stock (11,193 underlying)
Footnotes (6)
- [F1]Certain of these securities are restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock, subject to the applicable vesting schedule and conditions.
- [F2]Shares were sold pursuant to a duly adopted 10b5-1 trading plan, which was entered into in accordance with the Issuer's insider trading policy and provides for periodic sales as part of a liquidity and diversification strategy.
- [F3]This transaction was executed in multiple trades at prices ranging from $25.00 to $25.45. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F4]The option, originally granted for 33,560 shares, vested as to 1/12th of the shares on 05/15/2019, and 1/12th of the total number of option shares vest quarterly thereafter, subject to the Reporting Person's continued employment or service to the Company until fully vested.
- [F5]The option, originally granted for 24,000 shares, vested as to 1/12th of the shares on 11/15/2018, and 1/12th of the total number of option shares vest quarterly thereafter, subject to the Reporting Person's continued employment or service to the Company until fully vested.
- [F6]The option, originally granted for 37,431 shares, vested as to 1/12th of the shares on 05/15/2018, and 1/12th of the total number of option shares vest quarterly thereafter, subject to the Reporting Person's continued employment or service to the Company until fully vested.