AAC HoldCo, LLC 3
3 · Athlon Acquisition Corp. · Filed Jan 12, 2021
Insider Transaction Report
Form 3
AAC HoldCo, LLC
10% Owner
Holdings
Class B common stock
→ Class A common stock (6,330,000 underlying)
Footnotes (3)
- [F1]The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the Issuer's initial business combination or earlier at the option of the holder as described under the heading "Description of Securities--Founder Shares" in the Issuer's registration statement on Form S-1 (File No. 333-251605), on a one-for-one basis, subject to adjustment for stock splits, stock capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.
- [F2]The shares of Class B common stock owned by the reporting persons include up to 825,652 shares that are subject to forfeiture in the event the underwriters of the offering do not exercise in full their over-allotment option as described in the Registration Statement.
- [F3]AAC HoldCo, LLC is the record holder of the shares reported herein. The sole member of AAC HoldCo, LLC is Causeway Media Partner II, L.P. ("Causeway"). Mark Wan is the managing director of Causeway, and holds voting and dispositive power over the shares held by AAC HoldCo, LLC. Mr. Wan disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein.