Stein Michael Jason 4

4 · LIVE VENTURES Inc · Filed Jan 13, 2021

Insider Transaction Report

Form 4

Period: 2021-01-11

LIVE VENTURES IncLIVE

Stein Michael Jason

Sr. VP, General Counsel

Transactions

Award
Incentive Stock Option
2017-09-05$12.98/sh+4,000$51,920→ 16,000 total
Exercise: $12.98From: 2021-09-05Exp: 2027-09-05→ Common Stock (4,000 underlying)
Disposition to Issuer
Incentive Stock Option
2017-09-05$31.74/sh−4,000$126,960→ 12,000 total
Exercise: $31.74From: 2020-09-05Exp: 2027-09-05→ Common Stock (4,000 underlying)
Award
Non-Qualified Stock Option
2021-01-11+5,000→ 25,000 total
Exp: 2027-01-11→ Common Stock (5,000 underlying)
Disposition to Issuer
Incentive Stock Option
2017-09-05$41.98/sh−4,000$167,905→ 20,000 total
Exercise: $41.98From: 2022-09-05Exp: 2027-09-05→ Common Stock (4,000 underlying)
Award
Incentive Stock Option
2017-09-05$11.80/sh+4,000$47,200→ 8,000 total
Exercise: $11.80From: 2019-09-05Exp: 2027-09-05→ Common Stock (4,000 underlying)
Disposition to Issuer
Incentive Stock Option
2017-09-05$23.41/sh−4,000$93,640→ 4,000 total
Exercise: $23.41From: 2018-09-05Exp: 2027-09-05→ Common Stock (4,000 underlying)
Disposition to Issuer
Incentive Stock Option
2017-09-05$36.50/sh−4,000$146,000→ 16,000 total
Exercise: $36.50From: 2021-09-05Exp: 2027-09-05→ Common Stock (4,000 underlying)
Award
Incentive Stock Option
2017-09-05$11.80/sh+4,000$47,200→ 4,000 total
Exercise: $11.80From: 2018-09-05Exp: 2027-09-05→ Common Stock (4,000 underlying)
Award
Incentive Stock Option
2017-09-05$11.80/sh+4,000$47,200→ 12,000 total
Exercise: $11.80From: 2020-09-05Exp: 2027-09-05→ Common Stock (4,000 underlying)
Disposition to Issuer
Incentive Stock Option
2017-09-05$27.60/sh−4,000$110,400→ 8,000 total
Exercise: $27.60From: 2019-09-05Exp: 2027-09-05→ Common Stock (4,000 underlying)
Award
Incentive Stock Option
2017-09-05$14.27/sh+4,000$57,080→ 20,000 total
Exercise: $14.27From: 2022-09-05Exp: 2027-09-05→ Common Stock (4,000 underlying)

Footnotes (4)

[F1]The reported transaction involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on September 5, 2017 and provides for the vesting described in this Form 4. The exercise price of the "old" option was amended as described in this Form 4.
[F2]The Reporting Person was granted an option to purchase 5000 shares of common stock, with a grant of 1250 shares deemed to be made on each of March 31, 2021, June 30, 2021, September 30, 2021, and December 31, 2021. The exercise price of each such option grant will be the closing price of the common stock on the Nasdaq Capital Market on March 31, 2021, June 30, 2021, September 30, 2021, and December 31, 2021, respectively.
[F3]The Reporting Person was granted an option to purchase 5000 shares of common stock, with a grant of 1250 shares deemed to be made on each of March 31, 2021, June 30, 2021, September 30, 2021, and December 31, 2021.
[F4]The Reporting Person was granted an option to purchase 5000 shares of common stock, with a grant of 1250 shares deemed to be made on each of March 31, 2021, June 30, 2021, September 30, 2021, and December 31, 2021. Each grant of 1,250 shares vests on the one year anniversary of the date of its grant.

Documents

1 file

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doc4.xmlPrimary
FORM 4 SUBMISSION