OATES JAMES M 4
4 · STIFEL FINANCIAL CORP · Filed Jan 14, 2021
Insider Transaction Report
Form 4
OATES JAMES M
Director
Transactions
- Exercise/Conversion
Phantom Stock Units
2021-01-12−6,004→ 22,184 totalExercise: $0.00→ Common Stock (6,004 underlying) - Exercise/Conversion
Common Stock
2021-01-12+6,004→ 12,842 total
Footnotes (2)
- [F1]Currently exercisable.
- [F2]No expiration date for these Units.