4//SEC Filing
Cortas Usama 4
Accession 0001209191-21-005167
CIK 0001764046other
Filed
Jan 24, 7:00 PM ET
Accepted
Jan 25, 5:49 PM ET
Size
8.1 KB
Accession
0001209191-21-005167
Insider Transaction Report
Form 4
Cortas Usama
Director10% Owner
Transactions
- Award
Ordinary Shares
2021-01-21+802,075→ 116,666,507 total(indirect: See footnote.)
Footnotes (5)
- [F1]The Ordinary Shares of Clarivate Plc (the "Issuer") reported herein were acquired as consideration in a stock transaction pursuant to a post-closing obligation under that certain Purchase Agreement, dated as of July 29, 2020, by and among Redtop Holdings Limited, Camelot UK Bidco Limited, Clarivate IP (US) Holdings Corporation and Clarivate Plc, relating to the purchase and sale of 100% of the equity securities of CPA Global Limited and CPA Global Group Holdings Limited.
- [F2]Capri Acquisitions Topco Limited ("Topco") is the direct holder of record of the Ordinary Shares of the Issuer reported herein, and holds such Ordinary Shares on behalf of Green Equity Investors VII, L.P. ("GEI VII"), Green Equity Investors Side VII, L.P. ("GEI Side VII"), GEI VII Capri AIV, L.P. ("AIV"), Capri Coinvest LP ("Coinvest"), LGP Associates VII-A LLC ("Associates VII-A"), and LGP Associates VII-B LLC ("Associates VII-B" and together with GEI VII, GEI Side VII, AIV, Coinvest, and Associates VII-A, the "Investors"), through GEI VII Capri Holdings, LLC ("Holdings"). Of the 802,075 Ordinary Shares acquired by Topco on behalf of the Investors through Holdings, (i) GEI VII is the indirect acquiror of 232,125 Ordinary Shares, (ii) GEI Side VII is the indirect acquiror of 324,938 Ordinary Shares, (iii) AIV is the indirect acquiror of 42,864 Ordinary Shares, (iv) Coinvest is the indirect acquiror of 193,146, (continued in footnote 3)
- [F3](continued from footnote 2) (v) Associates VII-A is the indirect acquiror of 833 Ordinary Shares, and (vi) Associates VII-B is the indirect acquiror of 8,169 Ordinary Shares.
- [F4]Topco is the direct holder of record of the Ordinary Shares of the Issuer reported herein, and holds such Ordinary Shares on behalf of the Investors through Holdings. Of the 116,666,507 Ordinary Shares held by Topco on behalf of the Investors through Holdings, (i) GEI VII is the indirect owner of 33,763,998 Ordinary Shares, (ii) GEI Side VII is the indirect owner of 47,264,079 Ordinary Shares, (iii) AIV is the indirect owner of 6,234,835 Ordinary Shares, (iv) Coinvest is the indirect owner of 28,094,163, (v) Associates VII-A is the indirect owner of 121,171 Ordinary Shares, and (vi) Associates VII-B is the indirect owner of 1,188,261 Ordinary Shares.
- [F5]Mr. Cortas directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the Ordinary Shares owned by the Investors through Topco and Holdings. Mr. Cortas disclaims beneficial ownership of the Ordinary Shares reported herein except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
Documents
Issuer
CLARIVATE Plc
CIK 0001764046
Entity typeother
Related Parties
1- filerCIK 0001837232
Filing Metadata
- Form type
- 4
- Filed
- Jan 24, 7:00 PM ET
- Accepted
- Jan 25, 5:49 PM ET
- Size
- 8.1 KB