Butler Marcella 4
4 · AppHarvest, Inc. · Filed Feb 1, 2021
Insider Transaction Report
Form 4
AppHarvest, Inc.APPH
Butler Marcella
Chief People Officer
Transactions
- Award
Common Stock
2021-01-29+258,048→ 258,048 total
Footnotes (3)
- [F1]The security represents restricted stock units ("RSUs") granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer.
- [F2]These RSUs will vest and become exercisable as to 25% of the shares underlying the RSUs on July 13, 2021, and the remaining 75% thereafter in 12 equal quarterly installments, subject to the Reporting Person's continuous service with the Issuer on each such vesting date.
- [F3]Received pursuant to the Business Combination Agreement and Plan of Reorganization, dated as of September 28, 2020, by and among Novus Capital Corporation ("Novus"), ORGA Inc., a direct, wholly-owned subsidiary of Novus ("Merger Sub"), and AppHarvest Operations, Inc. (f/k/a AppHarvest, Inc.)("Legacy AppHarvest") pursuant to which, through a merger between Legacy AppHarvest and Merger Sub, Legacy AppHarvest became a direct, wholly-owned subsidiary of Novus, which subsequently changed its name to AppHarvest, Inc. (the "Issuer").