Eggleton Loren 4
4 · AppHarvest, Inc. · Filed Feb 1, 2021
Insider Transaction Report
Form 4
AppHarvest, Inc.APPH
Eggleton Loren
Chief Financial Officer
Transactions
- Award
Stock Option (right to buy)
2021-01-29+357,280→ 357,280 totalExercise: $0.22Exp: 2029-05-18→ Common Stock (357,280 underlying) - Award
Common Stock
2021-01-29+234,080→ 234,080 total
Footnotes (2)
- [F1]Received pursuant to the Business Combination Agreement and Plan of Reorganization, dated as of September 28, 2020, by and among Novus Capital Corporation ("Novus"), ORGA Inc., a direct, wholly-owned subsidiary of Novus ("Merger Sub"), and AppHarvest Operations, Inc. (f/k/a AppHarvest, Inc.)("Legacy AppHarvest") pursuant to which, through a merger between Legacy AppHarvest and Merger Sub, Legacy AppHarvest became a direct, wholly-owned subsidiary of Novus, which subsequently changed its name to AppHarvest, Inc. (the "Issuer").
- [F2]The shares of common stock underlying this option will vest and become exercisable as to 25% of the shares underlying this option on May 19, 2020, and the remaining 75% thereafter in 36 equal monthly installments, subject to the Reporting Person's continuous service with the Issuer on each such date.