Vance JD 4
4 · AppHarvest, Inc. · Filed Feb 1, 2021
Insider Transaction Report
Form 4
AppHarvest, Inc.APPH
Vance JD
Director
Transactions
- Award
Common Stock
2021-01-29+2,939,577→ 2,939,577 total(indirect: See Footnote)
Footnotes (2)
- [F1]Received pursuant to the Business Combination Agreement and Plan of Reorganization, dated as of September 28, 2020, by and among Novus Capital Corporation ("Novus"), ORGA Inc., a direct, wholly-owned subsidiary of Novus ("Merger Sub"), and AppHarvest Operations, Inc. (f/k/a AppHarvest, Inc.)("Legacy AppHarvest") pursuant to which, through a merger between Legacy AppHarvest and Merger Sub, Legacy AppHarvest became a direct, wholly-owned subsidiary of Novus, which subsequently changed its name to AppHarvest, Inc. (the "Issuer").
- [F2]These securities are held of record by Narya Capital Fund I, L.P. ("Narya Capital Fund"). Narya Capital Management LLC ("Narya") is the sole general partner of Narya Capital Fund and as a result may be deemed to have beneficial ownership over such securities. The Reporting Person is the Managing Partner of Narya and may be deemed to indirectly beneficially own the securities through his interest in Narya. The Reporting Person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein.