4//SEC Filing
Rosen Marc 4
Accession 0001209191-21-006980
CIK 0000094845other
Filed
Feb 1, 7:00 PM ET
Accepted
Feb 2, 7:47 PM ET
Size
23.0 KB
Accession
0001209191-21-006980
Insider Transaction Report
Form 4
Rosen Marc
EVP & Pres. Direct-to-Customer
Transactions
- Conversion
Class B Common Stock
2021-02-01−11,838→ 0 total→ Class A Common Stock (11,838 underlying) - Tax Payment
Class A Common Stock
2021-01-30$19.71/sh−2,443$48,152→ 103,798 total - Exercise/Conversion
Class B Common Stock
2021-02-01$6.90/sh+21,310$147,039→ 21,310 total→ Class A Common Stock (21,310 underlying) - Exercise/Conversion
Class B Common Stock
2021-02-01$9.60/sh+14,350$137,760→ 35,660 total→ Class A Common Stock (14,350 underlying) - Sale
Class A Common Stock
2021-02-01$19.64/sh−19,508$383,137→ 96,128 total - Exercise/Conversion
Stock Appreciation Rights
2021-02-01−14,350→ 14,340 totalExercise: $9.60Exp: 2025-01-20→ Class B Common Stock (14,350 underlying) - Disposition to Issuer
Class B Common Stock
2021-02-01$19.68/sh−23,822$468,817→ 11,838 total→ Class A Common Stock (23,822 underlying) - Conversion
Class A Common Stock
2021-02-01+11,838→ 115,636 total - Exercise/Conversion
Stock Appreciation Rights
2021-02-01−21,310→ 0 totalExercise: $6.90Exp: 2024-02-01→ Class B Common Stock (21,310 underlying)
Holdings
- 28,350(indirect: See Footnote)
Class A Common Stock
Footnotes (8)
- [F1]Shares withheld to cover tax obligation from settlement of vested restricted stock units.
- [F2]The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.
- [F3]Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.
- [F4]Price represents the weighted average sale price of the shares sold. The sale price ranged from $19.32to $19.87 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- [F5]The shares are held by the Rosen Family Trust, of which the Reporting Person is a co-trustee.
- [F6]Fully vested.
- [F7]Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
- [F8]25% of the SARs vested on January 30, 2019, and 1/3 of the remaining SARs vest annually beginning on January 30, 2020.
Documents
Issuer
LEVI STRAUSS & CO
CIK 0000094845
Entity typeother
Related Parties
1- filerCIK 0001768725
Filing Metadata
- Form type
- 4
- Filed
- Feb 1, 7:00 PM ET
- Accepted
- Feb 2, 7:47 PM ET
- Size
- 23.0 KB