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4/A//SEC Filing

Tascarella Ronald G. 4/A

Accession 0001209191-21-008033

CIK 0001609065other

View on SEC.gov Company Profile

Filed

Feb 4, 7:00 PM ET

Accepted

Feb 5, 10:29 AM ET

Size

15.4 KB

Accession

0001209191-21-008033

Insider Transaction Report

Form 4/AAmended

Period: 2020-08-05

Pathfinder Bancorp, Inc.PBHC

Tascarella Ronald G.

SVP, Chief Banking Officer

Transactions

Purchase
Common Stock
2020-08-05$9.59/sh+357$3,424→ 15,352 total(indirect: By IRA)
Award
Common Stock
2020-09-11+1,000→ 1,000 total
Award
Common Stock
2020-10-28+1,000→ 1,000 total
Award
Stock Options
2020-09-11+3,000→ 3,000 total
Exercise: $9.76From: 2021-09-11Exp: 2030-09-11→ Common Stock (3,000 underlying)
Award
Stock Options
2020-10-28+1,500→ 1,500 total
Exercise: $10.37From: 2021-10-28Exp: 2030-10-28→ Common Stock (1,500 underlying)

Holdings

Common Stock
(indirect: By ESOP)
1,542
Common Stock
527
Stock Options
Exercise: $11.35From: 2017-05-06Exp: 2026-05-06→ Common Stock (2,109 underlying)
2,109

Footnotes (5)

[F1]Shares of restricted stock vest over a 3 year period at a rate of 33.333% per year commencing on September 11, 2021.
[F2]Shares of restricted stock vest over a 3 year period at a rate of 33.333% per year commencing on October 28, 2021.
[F3]Stock options vest over a 3 year period at a rate of 33.333% per year commencing on September 11, 2021.
[F4]Stock options vest over a 3 year period at a rate of 33.333% per year commencing on October 28, 2021.
[F5]Stock options vest at a rate of 20% per year commencing on May 6, 2017.

Documents

1 file

4
doc4a.xml
FORM 4/A SUBMISSION

Issuer

Pathfinder Bancorp, Inc.

CIK 0001609065

Entity typeother

Related Parties

1

filerCIK 0001781954

Filing Metadata

Form type: 4/A
Filed: Feb 4, 7:00 PM ET
Accepted: Feb 5, 10:29 AM ET
Size: 15.4 KB

View on SEC.gov