Dowd James A. 4
4 · Pathfinder Bancorp, Inc. · Filed Feb 5, 2021
Insider Transaction Report
Form 4
DAWD JAMES A
SVP and CFO
Transactions
- Purchase
Common Stock
2021-02-05$11.79/sh+880$10,375→ 16,607 total(indirect: By 401(k))
Holdings
- 15,947(indirect: By ESOP)
Common Stock
- 15,816
Stock Options
Exercise: $11.35From: 2017-05-06Exp: 2026-05-06→ Common Stock (15,816 underlying) - 14,217
Common Stock
- 6,237
Stock Options
Exercise: $5.46From: 2012-06-23Exp: 2021-06-23→ Common Stock (6,237 underlying)
Footnotes (1)
- [F1]This transaction was executed in multiple trades at prices ranging from $11.69 to $12.01. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.