Home/Filings/4/0001209191-21-009130
4//SEC Filing

Bozigian Haig P. 4

Accession 0001209191-21-009130

CIK 0000914475other

Filed

Feb 8, 7:00 PM ET

Accepted

Feb 9, 9:27 PM ET

Size

18.3 KB

Accession

0001209191-21-009130

Insider Transaction Report

Form 4
Period: 2021-02-05
Bozigian Haig P.
Sr Vice President, Development
Transactions
  • Sale

    Common Stock

    2021-02-08$116.85/sh824$96,286154,934 total
  • Award

    Stock Option

    2021-02-08+3,1883,188 total
    Exercise: $117.63Exp: 2031-02-08Common Stock (3,188 underlying)
  • Award

    Restricted Stock Unit

    2021-02-08+532532 total
    Common Stock (532 underlying)
  • Sale

    Common Stock

    2021-02-05$113.79/sh704$80,109153,328 total
  • Sale

    Common Stock

    2021-02-08$116.78/sh1,395$162,912156,189 total
  • Sale

    Common Stock

    2021-02-08$116.79/sh1,623$189,550157,651 total
Footnotes (11)
  • [F1]Sale of 704 shares of common stock issued upon vesting of 1,338 restricted stock units on February 5, 2021 to cover payroll and withholding taxes, with the balance of the shares (634) maintained by the Reporting Person. The disposition reported in this Form 4 was effected by a broker pursuant to instructions set forth in a Rule 10b5-1 at least 60 days prior to the transaction date in Box 3 above. Additionally, Issuer policy restricts the Reporting Person from amending or otherwise modifying any 10b5-1 trading plan subsequent to adoption of the plan.
  • [F10]Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer Common Stock.
  • [F11]The Restricted Stock Units will vest annually at 1/4 of the units vesting on each of February 8, 2022, February 8, 2023, February 8, 2024, and February 8, 2025.
  • [F2]Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $110.66 to $116.26. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
  • [F3]Sale of 824 shares of common stock issued upon vesting of 2,430 restricted stock units on February 8, 2021 to cover payroll and withholding taxes, with the balance of the shares (1,606) maintained by the Reporting Person. The disposition reported in this Form 4 was effected by a broker pursuant to instructions consistent with Rule 10b5-1 at least 60 days prior to the transaction date in Box 3 above.
  • [F4]Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $115.97 to $117.55. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
  • [F5]Sale of 1,395 shares of common stock issued upon vesting of 2,650 restricted stock units on February 8, 2021 to cover payroll and withholding taxes, with the balance of the shares (1,255) maintained by the Reporting Person; the disposition reported in this Form 4 was effected by a broker pursuant to instructions set forth in a Rule 10b5-1 trading plan adopted by the Reporting Person at least 60 days prior to the transaction date in Box 3 above. Additionally, Issuer policy restricts the Reporting Person from amending or otherwise modifying any 10b5-1 trading plan subsequent to adoption of the plan.
  • [F6]Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $115.90 to $117.84. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
  • [F7]Sale of 1,623 shares of common stock issued upon vesting of 3,085 restricted stock units on February 8, 2021 to cover payroll and withholding taxes, with the balance of the shares (1,462) maintained by the Reporting Person; the disposition reported in this Form 4 was effected by a broker pursuant to instructions set forth in a Rule 10b5-1 trading plan adopted by the Reporting Person at least 60 days prior to the transaction date in Box 3 above. Additionally, Issuer policy restricts the Reporting Person from amending or otherwise modifying any 10b5-1 trading plan subsequent to adoption of the plan.
  • [F8]Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $115.99 to $117.88. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
  • [F9]Represents option of which 1/48th of the shares underlying the option becomes vested and exercisable on March 8, 2021 and an additional 1/48th of the shares underlying the option becomes vested and exercisable each month thereafter.

Issuer

NEUROCRINE BIOSCIENCES INC

CIK 0000914475

Entity typeother

Related Parties

1
  • filerCIK 0001423837

Filing Metadata

Form type
4
Filed
Feb 8, 7:00 PM ET
Accepted
Feb 9, 9:27 PM ET
Size
18.3 KB