4//SEC Filing
AI INVESTMENTS HOLDINGS LLC 4
Accession 0001209191-21-010395
CIK 0001489393other
Filed
Feb 11, 7:00 PM ET
Accepted
Feb 12, 6:30 PM ET
Size
32.5 KB
Accession
0001209191-21-010395
Insider Transaction Report
Form 4
Access Industries Holdings LLC
10% Owner
Transactions
- Sale
Ordinary shares
2021-02-10$95.59/sh−17,532$1,675,884→ 198,705 total(indirect: By Partnership) - Sale
Ordinary shares
2021-02-10$95.59/sh−20,968$2,004,331→ 10,681,087 total(indirect: By LLC) - Sale
Ordinary shares
2021-02-10$95.59/sh−285,629$27,303,276→ 43,658,896 total(indirect: By LLC) - Sale
Ordinary shares
2021-02-10$95.59/sh−60$5,735→ 763,958 total - Sale
Ordinary shares
2021-02-10$96.04/sh−21,442$2,059,290→ 177,263 total(indirect: By Partnership) - Sale
Ordinary shares
2021-02-10$96.04/sh−25,644$2,462,850→ 10,655,443 total(indirect: By LLC) - Sale
Ordinary shares
2021-02-10$96.04/sh−73$7,011→ 763,885 total - Sale
Ordinary shares
2021-02-10$96.04/sh−349,334$33,550,037→ 43,309,562 total(indirect: By LLC)
Holdings
- 16,000,000(indirect: By Partnership)
Ordinary shares
- 3,522,699(indirect: By LLC)
Ordinary shares
ACCESS INDUSTRIES, LLC
10% Owner
Transactions
- Sale
Ordinary shares
2021-02-10$95.59/sh−60$5,735→ 763,958 total - Sale
Ordinary shares
2021-02-10$96.04/sh−73$7,011→ 763,885 total - Sale
Ordinary shares
2021-02-10$95.59/sh−17,532$1,675,884→ 198,705 total(indirect: By Partnership) - Sale
Ordinary shares
2021-02-10$96.04/sh−21,442$2,059,290→ 177,263 total(indirect: By Partnership) - Sale
Ordinary shares
2021-02-10$95.59/sh−20,968$2,004,331→ 10,681,087 total(indirect: By LLC) - Sale
Ordinary shares
2021-02-10$96.04/sh−25,644$2,462,850→ 10,655,443 total(indirect: By LLC) - Sale
Ordinary shares
2021-02-10$95.59/sh−285,629$27,303,276→ 43,658,896 total(indirect: By LLC) - Sale
Ordinary shares
2021-02-10$96.04/sh−349,334$33,550,037→ 43,309,562 total(indirect: By LLC)
Holdings
- 16,000,000(indirect: By Partnership)
Ordinary shares
- 3,522,699(indirect: By LLC)
Ordinary shares
ACCESS INDUSTRIES MANAGEMENT, LLC
10% Owner
Transactions
- Sale
Ordinary shares
2021-02-10$95.59/sh−60$5,735→ 763,958 total - Sale
Ordinary shares
2021-02-10$96.04/sh−73$7,011→ 763,885 total - Sale
Ordinary shares
2021-02-10$95.59/sh−17,532$1,675,884→ 198,705 total(indirect: By Partnership) - Sale
Ordinary shares
2021-02-10$96.04/sh−21,442$2,059,290→ 177,263 total(indirect: By Partnership) - Sale
Ordinary shares
2021-02-10$95.59/sh−20,968$2,004,331→ 10,681,087 total(indirect: By LLC) - Sale
Ordinary shares
2021-02-10$96.04/sh−25,644$2,462,850→ 10,655,443 total(indirect: By LLC) - Sale
Ordinary shares
2021-02-10$95.59/sh−285,629$27,303,276→ 43,658,896 total(indirect: By LLC) - Sale
Ordinary shares
2021-02-10$96.04/sh−349,334$33,550,037→ 43,309,562 total(indirect: By LLC)
Holdings
- 16,000,000(indirect: By Partnership)
Ordinary shares
- 3,522,699(indirect: By LLC)
Ordinary shares
Blavatnik Len
10% Owner
Transactions
- Sale
Ordinary shares
2021-02-10$95.59/sh−60$5,735→ 763,958 total - Sale
Ordinary shares
2021-02-10$96.04/sh−73$7,011→ 763,885 total - Sale
Ordinary shares
2021-02-10$95.59/sh−17,532$1,675,884→ 198,705 total(indirect: By Partnership) - Sale
Ordinary shares
2021-02-10$96.04/sh−21,442$2,059,290→ 177,263 total(indirect: By Partnership) - Sale
Ordinary shares
2021-02-10$95.59/sh−20,968$2,004,331→ 10,681,087 total(indirect: By LLC) - Sale
Ordinary shares
2021-02-10$95.59/sh−285,629$27,303,276→ 43,658,896 total(indirect: By LLC) - Sale
Ordinary shares
2021-02-10$96.04/sh−349,334$33,550,037→ 43,309,562 total(indirect: By LLC) - Sale
Ordinary shares
2021-02-10$96.04/sh−25,644$2,462,850→ 10,655,443 total(indirect: By LLC)
Holdings
- 16,000,000(indirect: By Partnership)
Ordinary shares
- 3,522,699(indirect: By LLC)
Ordinary shares
AI CHEMICAL HOLDINGS LLC
10% Owner
Transactions
- Sale
Ordinary shares
2021-02-10$95.59/sh−60$5,735→ 763,958 total - Sale
Ordinary shares
2021-02-10$96.04/sh−73$7,011→ 763,885 total - Sale
Ordinary shares
2021-02-10$95.59/sh−17,532$1,675,884→ 198,705 total(indirect: By Partnership) - Sale
Ordinary shares
2021-02-10$96.04/sh−21,442$2,059,290→ 177,263 total(indirect: By Partnership) - Sale
Ordinary shares
2021-02-10$95.59/sh−20,968$2,004,331→ 10,681,087 total(indirect: By LLC) - Sale
Ordinary shares
2021-02-10$96.04/sh−25,644$2,462,850→ 10,655,443 total(indirect: By LLC) - Sale
Ordinary shares
2021-02-10$95.59/sh−285,629$27,303,276→ 43,658,896 total(indirect: By LLC) - Sale
Ordinary shares
2021-02-10$96.04/sh−349,334$33,550,037→ 43,309,562 total(indirect: By LLC)
Holdings
- 3,522,699(indirect: By LLC)
Ordinary shares
- 16,000,000(indirect: By Partnership)
Ordinary shares
Footnotes (12)
- [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.85 to $95.84, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- [F10]The securities reported are held directly by AI International Chemicals LLC ("AIIC") and may be deemed to be indirectly beneficially owned by AIIH, Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because AIIH holds a majority of the outstanding voting interests in AIIC, Access Industries Holdings LLC controls a majority of the outstanding voting interests in AIIH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC, AIIH and AIIC, and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC.
- [F11]The securities reported are held directly by AI European Holdings L.P. ("AIEH") and may be deemed to be indirectly beneficially owned by Access Industries Holdings LLC, Access Industries, LLC, Access Industries Management, LLC, and Len Blavatnik because Access Industries Holdings LLC, Access Industries, LLC and Access Industries Management, LLC control, or hold a majority of the outstanding voting interests in, entities that directly or indirectly control AIEH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC and Access Industries Holdings LLC and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC.
- [F12]The securities reported are held directly by AIPH Holdings LLC ("AIPH") and may be deemed to be indirectly beneficially owned by Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because Access Industries Holdings LLC controls a majority of the outstanding voting interests in AIPH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC and AIPH and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC.
- [F2]The securities reported are held directly by AI Investments Holdings LLC ("AIIH") and may be deemed to be indirectly beneficially owned by Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because Access Industries Holdings LLC controls a majority of the outstanding voting interests in AIIH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC and AIIH, and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC.
- [F3]Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities.
- [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.85 to $96.43, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- [F5]Len Blavatnik may be deemed to indirectly beneficially own the ordinary shares held directly by Altep 2010 L.P. ("Altep 2010"), Altep 2011 L.P. ("Altep 2011") and Altep 2014 L.P. ("Altep 2014") because he controls AI Altep Holdings, Inc. and AI Altep Holdings, Inc. is the general partner of each of Altep 2010, Altep 2011 and Altep 2014.
- [F6]Because of their relationships with the other Reporting Persons, each of Access Industries Holdings LLC, Access Industries, LLC and Access Industries Management, LLC may be deemed to beneficially own the ordinary shares held directly by Altep 2010, Altep 2011, Altep 2014, AI Altep Investments LLC (formerly AI New Holdings LLC) and AI Chemical Holdings LLC (formerly, AI New Holdings 2 LLC). Each of the Reporting Persons, and each of their affiliated entities and the officers, partners, members, and managers thereof, disclaims beneficial ownership of the ordinary shares held directly by each of Altep 2010, Altep 2011, Altep 2014, AI Altep Investments LLC and AI Chemical Holdings LLC.
- [F7]The securities reported are held directly as follows: (i) 33,285 ordinary shares by Altep 2010, (ii) 72,526 ordinary shares by Altep 2011, and (iii) 71,452 ordinary shares by Altep 2014.
- [F8]Each of Access Industries Management, LLC, Access Industries Holdings LLC and Len Blavatnik may be deemed to indirectly beneficially own the ordinary shares held directly by AI Chemical Holdings LLC because Mr. Blavatnik controls Access Industries Management, LLC, Access Industries Holdings LLC owns a majority of the outstanding voting interests in RSB 2 Limited which is the sole member of AI Chemical Holdings LLC, and Access Industries Management, LLC controls AI Chemical Holdings LLC and Access Industries Holdings LLC. Len Blavatnik may be deemed to indirectly beneficially own the ordinary shares held directly by AI Altep Investments LLC because he controls AI Altep Holdings, Inc. and AI Altep Holdings, Inc. holds all of the outstanding voting interests in AI Altep Investments LLC.
- [F9]The securities reported are held directly as follows: (i) 10,456,829 ordinary shares owned directly by AI Chemical Holdings LLC, and (ii) 198,614 ordinary shares owned directly by AI Altep Investments LLC.
Documents
Issuer
LyondellBasell Industries N.V.
CIK 0001489393
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001508237
Filing Metadata
- Form type
- 4
- Filed
- Feb 11, 7:00 PM ET
- Accepted
- Feb 12, 6:30 PM ET
- Size
- 32.5 KB