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5//SEC Filing

FRIST THOMAS F III 5

Accession 0001209191-21-010854

CIK 0000860730other

Filed

Feb 15, 7:00 PM ET

Accepted

Feb 16, 5:28 PM ET

Size

14.5 KB

Accession

0001209191-21-010854

Insider Transaction Report

Form 5
Period: 2020-12-31
FRIST THOMAS F III
Director10% Owner
Transactions
  • Gift

    Common Stock, par value $0.01 per share

    2020-08-12+9,507.5839,507.583 total(indirect: Held indirectly through Hercules Holding II)
Holdings
  • Common Stock, par value $0.01 per share

    (indirect: By Spouse)
    9,496.54
  • Common Stock, par value $0.01 per share

    (indirect: By Trust)
    1,033,528.487
  • Common Stock, par value $0.01 per share

    (indirect: By Trust)
    3,580,511.861
  • Common Stock, par value $0.01 per share

    (indirect: By Trust)
    28,489.62
  • Common Stock, par value $0.01 per share

    (indirect: By Trust)
    2,348,330.357
  • Common Stock, par value $0.01 per share

    (indirect: Held indirectly through Hercules Holding II by Frisco, Inc.)
    36,629,163.859
  • Common Stock, par value $0.01 per share

    6,980
Footnotes (7)
  • [F1]The Reporting Person directly owns 9,507.58295 units of Hercules Holding II ("Hercules") and therefore may be deemed to own indirectly the same number of shares of common stock of HCA Healthcare, Inc.
  • [F2]Hercules holds 68,912,077 shares of common stock of HCA Healthcare, Inc. Hercules is held by a private investor group, including affiliates of HCA Inc. founder Dr. Thomas F. Frist Jr. The Reporting Person may be deemed to be a member of a group exercising voting and investment control over the shares of common stock of HCA Healthcare, Inc. held by Hercules. However, the Reporting Person disclaims membership in any such group and disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein.
  • [F3]The Reporting Person may be deemed to have an indirect beneficial ownership in respect of 9,496.54 units of Hercules through an indirect pecuniary interest in such units held by his spouse, and therefore may be deemed to own indirectly the same number of shares of common stock of HCA Healthcare, Inc.
  • [F4]The Reporting Person is trustee of The Thomas F. Frist III 2020 Annuity Trust I and may be deemed to be the beneficial owner of the units of Hercules held by such trust and therefore may be deemed to own indirectly the same number of shares of common stock of HCA Healthcare, Inc.
  • [F5]The Reporting Person may be deemed to be the beneficial owner of the aggregate (i) 28,489.62 units of Hercules held by certain trusts for the benefit of the Reporting Person's children, each of which his sister serves as trustee, and (ii) 2,348,330.3574 units of Hercules held by certain trusts for the benefit of the Reporting Person's children, each of which his spouse serves as trustee, and therefore may be deemed to own indirectly the same number of shares of common stock of HCA Healthcare, Inc.
  • [F6]The Reporting Person is trustee of The Thomas F. Frist III 2007 Family Trust and may be deemed to be the beneficial owner of the units of Hercules held by such trust and therefore may be deemed to own indirectly the same number of shares of common stock of HCA Healthcare, Inc.
  • [F7]The Reporting Person may be deemed to share voting and dispositive power with respect to 36,629,163.8593 shares of HCA Healthcare, Inc. beneficially owned by Frisco, Inc., by virtue of his position as a director of Frisco, Inc. Frisco, Inc. has beneficial ownership of 36,629,163.8593 units of Hercules, and therefore may be deemed to own indirectly the same number of shares of common stock of HCA Healthcare, Inc.

Issuer

HCA Healthcare, Inc.

CIK 0000860730

Entity typeother

Related Parties

1
  • filerCIK 0001223892

Filing Metadata

Form type
5
Filed
Feb 15, 7:00 PM ET
Accepted
Feb 16, 5:28 PM ET
Size
14.5 KB