ALIGN TECHNOLOGY INC·4

Feb 16, 8:13 PM ET

PRESCOTT THOMAS M 4

4 · ALIGN TECHNOLOGY INC · Filed Feb 16, 2021

Insider Transaction Report

Form 4
Period: 2021-02-11
PRESCOTT THOMAS M
DirectorPresident and CEO
Transactions
  • Sale

    Common Stock

    2021-02-11$601.59/sh600$360,95559,758 total(indirect: By Trust)
  • Sale

    Common Stock

    2021-02-11$603.95/sh2,400$1,449,49057,358 total(indirect: By Trust)
  • Sale

    Common Stock

    2021-02-12$605.27/sh2,000$1,210,54555,358 total(indirect: By Trust)
  • Sale

    Common Stock

    2021-02-16$612.01/sh2,500$1,530,01552,858 total(indirect: By Trust)
Footnotes (5)
  • [F1]The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $601.50 to $601.70, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  • [F2]Since the Reporting Person's last filing shares have been transferred to The Prescott Family Trust, Sierra South LLC TTEE. The Reporting Person and his spouse are the managers of the Trustee and exercise voting and investment control over the shares.
  • [F3]The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $603.38 to $604.33, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  • [F4]The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $605.00 to $605.70, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  • [F5]The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $612.00 to $612.14, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION