Brooks Catherine A. 4
4 · CONOCOPHILLIPS · Filed Feb 17, 2021
Insider Transaction Report
Form 4
Brooks Catherine A.
VP & Controller
Transactions
- Exercise/Conversion
Stock Units
2021-02-13+4,107→ 0 total→ Common Stock (4,107 underlying) - Exercise/Conversion
Common Stock
2021-02-13+4,107→ 7,493 total - Tax Payment
Common Stock
2021-02-13$46.59/sh−904$42,113→ 6,589 total
Holdings
- 2.39(indirect: By ConocoPhillips Savings Plan)
Common Stock
- 130(indirect: By Spouse)
Common Stock
Footnotes (6)
- [F1]Each stock unit was the economic equivalent of one share of common stock and settled in shares.
- [F2]Includes units acquired through routine dividend transactions that are exempt under rule 16a-11 and through a qualified plan that are exempt under rule 16b-3.
- [F3]The reporting person disclaims beneficial ownership of her spouse's shares to the extent she does not have a pecuniary interest in such shares.
- [F4]The stock units represent ConocoPhillips common stock on a 1-for-1 basis.
- [F5]The stock units grant settles 3 years from date of grant, subject to earlier or partial settlement upon termination of employment after attainment of age 55 with five years of service, layoff, death or disability, or a change in control.
- [F6]The stock units do not have an expiration date.