|4Feb 18, 8:31 AM ET

Erbez Georgia 4

4 · Harpoon Therapeutics, Inc. · Filed Feb 18, 2021

Insider Transaction Report

Form 4
Period: 2021-02-17
Erbez Georgia
Chief Financial Officer
Transactions
  • Exercise/Conversion

    Common Stock

    2021-02-17$2.12/sh+25,000$53,00072,292 total
  • Exercise/Conversion

    Employee Stock Option (right to buy)

    2021-02-1725,000145,908 total
    Exercise: $2.12Exp: 2028-11-16Common Stock (25,000 underlying)
Holdings
  • Common Stock

    (indirect: See footnote)
    6,700
  • Common Stock

    (indirect: See footnote)
    8,915
Footnotes (3)
  • [F1]Shares indirectly held by David Milan Erbez Charles Schwab & Co Inc Cust IRA Contributory ("David Erbez IRA Contributory"). The Reporting Person has beneficial ownership over these shares held by David Erbez IRA Contributory.
  • [F2]Shares indirectly held by Georgia Leigh Erbez Charles Schwab & Co Inc Cust IRA Contributory ("Georgia Erbez IRA Contributory"). The Reporting Person has beneficial ownership over these shares held by Georgia Erbez IRA Contributory.
  • [F3]The stock option vested and became exercisable as to 25% of the shares subject to the option on October 29, 2019, and thereafter vests as to 1/48th of the shares in equal monthly installments, until such time as the option is 100% vested, subject to the continuing employment of the Reporting Person on each vesting date.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION