|4Feb 19, 6:22 PM ET

BRYCE RICHARD PAUL 4

4 · PUMA BIOTECHNOLOGY, INC. · Filed Feb 19, 2021

Insider Transaction Report

Form 4
Period: 2021-02-17
BRYCE RICHARD PAUL
SR VP, CLINICAL RESEARCH & DEV
Transactions
  • Award

    COMMON STOCK

    2021-02-17+52,846122,510 total
  • Award

    STOCK OPTION (RIGHT TO BUY)

    2021-02-17+74,34174,341 total
    Exercise: $12.02Exp: 2031-02-16COMMON STOCK (74,341 underlying)
Footnotes (2)
  • [F1]Subject to the Grantee's continued service with the Company through the applicable vesting date, the Restricted Stock Units shall vest with respect to (i) one-third (1/3) of the Restricted Stock Units on the first anniversary of of the commencement date of January 1, 2021 (the "Vesting Commencement Date") and (ii) one-sixth (1/6th) of the Restricted Stock Units on each of July 1, 2022, January 1, 2023, July 1, 2023 and January 1, 2024.
  • [F2]Subject to the Optionee's continued service with the Company through the applicable vesting date, the Option shall vest and become exercisable with respect to (i) one-third (1/3) of the Shares (as defined in the Plan) underlying the Option on the first anniversary of January 1, 2021 (the "Vesting Commencement Date")and (ii) one-sixth (1/6th) of the Shares subject thereto on each of July 1, 2022, January 1, 2023, July 1, 2023, and January 1, 2024.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION