Home/Filings/4/0001209191-21-012573
4//SEC Filing

Ludwig Jeffrey Jerome 4

Accession 0001209191-21-012573

CIK 0001401667other

Filed

Feb 18, 7:00 PM ET

Accepted

Feb 19, 7:25 PM ET

Size

8.0 KB

Accession

0001209191-21-012573

Insider Transaction Report

Form 4
Period: 2021-02-17
Ludwig Jeffrey Jerome
Chief Commercial Officer
Transactions
  • Award

    COMMON STOCK

    2021-02-17+36,06936,069 total
  • Award

    STOCK OPTION (RIGHT TO BUY)

    2021-02-17+50,74050,740 total
    Exercise: $12.02Exp: 2031-02-26COMMON STOCK (50,740 underlying)
Footnotes (2)
  • [F1]Subject to the Grantee's continued service with the Company through the applicable vesting date, the Restricted Stock Units shall vest with respect to (i) one-third (1/3) of the Restricted Stock Units on the vesting commencement date of January 1, 2021 (the "Vesting Commencement Date") and (ii) one-sixth (1/6th) of the Restricted Stock Units on each of July 1, 2022, January 1, 2023, July 1, 2023 and January 1, 2024.
  • [F2]Subject to the Optionee's continued service with the Company through the applicable vesting date, the Option shall vest and become exercisable with respect to (i) one-third (1/3) of the Shares (as defined in the Plan) underlying the Option on the vesting commencement date of January 1, 2021 (the "Vesting Commencement Date") and (ii) one-sixth (1/6th) of the Shares subject thereto on each of July 1, 2022, January 1, 2023, July 1, 2023, and January 1, 2024.

Issuer

PUMA BIOTECHNOLOGY, INC.

CIK 0001401667

Entity typeother

Related Parties

1
  • filerCIK 0001807133

Filing Metadata

Form type
4
Filed
Feb 18, 7:00 PM ET
Accepted
Feb 19, 7:25 PM ET
Size
8.0 KB