4//SEC Filing
Brooks Catherine A. 4
Accession 0001209191-21-013135
CIK 0001163165other
Filed
Feb 22, 7:00 PM ET
Accepted
Feb 23, 3:56 PM ET
Size
13.0 KB
Accession
0001209191-21-013135
Insider Transaction Report
Form 4
Brooks Catherine A.
VP & Controller
Transactions
- Exercise/Conversion
Stock Units
2021-02-20+8,270→ 0 total→ Common Stock (8,270 underlying) - Disposition to Issuer
Common Stock
2021-02-20$48.04/sh−6,256$300,523→ 8,603 total - Tax Payment
Common Stock
2021-02-20$48.04/sh−2,014$96,748→ 6,589 total - Exercise/Conversion
Common Stock
2021-02-20+8,270→ 14,859 total
Holdings
- 130(indirect: By Spouse)
Common Stock
- 2.39(indirect: By ConocoPhillips Savings Plan)
Common Stock
Footnotes (6)
- [F1]Each stock unit was the economic equivalent of one share of common stock and settled in cash.
- [F2]Includes units acquired through routine dividend transactions that are exempt under rule 16a-11 and through a qualified plan that are exempt under rule 16b-3.
- [F3]The reporting person disclaims beneficial ownership of her spouse's shares to the extent she does not have a pecuniary interest in such shares.
- [F4]The stock units represent ConocoPhillips common stock on a 1-for-1 basis.
- [F5]The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; (d) termination of employment following a change in control; or (e) February 20, 2021. During the escrow period, the reporting person may not dispose of the stock units. The stock units will be settled in cash on the later of (a) the end of the escrow period or (b) the earlier of (i) death (ii) February 20, 2021 or (iii) six months after separation from service in which case the stock units will be settled in cash based on the fair market value of the units on that date. The reporting person may also elect to defer settlement of stock units until a later date.
- [F6]The stock units do not have an expiration date.
Documents
Issuer
CONOCOPHILLIPS
CIK 0001163165
Entity typeother
Related Parties
1- filerCIK 0001763529
Filing Metadata
- Form type
- 4
- Filed
- Feb 22, 7:00 PM ET
- Accepted
- Feb 23, 3:56 PM ET
- Size
- 13.0 KB