HATFIELD JAMES R 4

Accession 0001209191-21-013293

CIK 0000764622other

Filed

Feb 22, 7:00 PM ET

Accepted

Feb 23, 5:05 PM ET

Size

35.9 KB

Accession

0001209191-21-013293

Form 4

Period: 2021-02-19

SVP & CFO, PNW & APS

Transactions

Disposition to Issuer
Common Stock
2021-02-19$76.26/sh−565$43,087→ 0 total
Tax Payment
Common Stock
2021-02-19$76.26/sh−229$17,464→ 335 total
Tax Payment
Common Stock
2021-02-19$76.26/sh−47$3,584→ 384 total
Exercise/Conversion
Common Stock
2021-02-19+972→ 1,356 total
Gift
Common Stock
2021-02-19+384→ 24,965 total(indirect: By Trust)
Exercise/Conversion
Restricted Stock Units
2021-02-19−884→ 2,652 total
→ Common Stock (884 underlying)
Exercise/Conversion
Common Stock
2021-02-19+828→ 1,212 total
Disposition to Issuer
Common Stock
2021-02-19$76.26/sh−828$63,143→ 384 total
Disposition to Issuer
Common Stock
2021-02-19$76.26/sh−884$67,414→ 384 total
Exercise/Conversion
Restricted Stock Units
2021-02-19−1,129→ 0 total
→ Common Stock (1,129 underlying)
Exercise/Conversion
Common Stock
2021-02-19+565→ 565 total
Exercise/Conversion
Common Stock
2021-02-19+564→ 564 total
Award
Common Stock
2021-02-19+96→ 431 total
Disposition to Issuer
Common Stock
2021-02-19$76.26/sh−972$74,125→ 384 total
Exercise/Conversion
Restricted Stock Units
2021-02-19−828→ 1,656 total
→ Common Stock (828 underlying)
Exercise/Conversion
Common Stock
2021-02-19+884→ 1,268 total
Gift
Common Stock
2021-02-19−384→ 0 total
Exercise/Conversion
Restricted Stock Units
2021-02-19−972→ 972 total
→ Common Stock (972 underlying)

Holdings

Footnotes (8)

[F1]Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.
[F2]Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.
[F3]Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2017 Restricted Stock Unit grant.
[F4]The reporting person gifted the shares received on February 19, 2021 to a revocable family trust.
[F5]The Restricted Stock Units award was granted and was effective in February 2017, and vests in four equal, annual installments beginning on February 20, 2018.
[F6]The Restricted Stock Units award was granted and was effective in February 2018, and vests in four equal, annual installments beginning on February 20, 2019.
[F7]The Restricted Stock Units award was granted and was effective in February 2019, and vests in four equal, annual installments beginning on February 20, 2020.
[F8]The Restricted Stock Units award was granted and was effective in February 2020, and vests in four equal, annual installments beginning on February 19, 2021.

Documents

1 file

PINNACLE WEST CAPITAL CORP

CIK 0000764622

Entity typeother