Werner Karl William 4
4 · RITCHIE BROS AUCTIONEERS INC · Filed Mar 2, 2021
Insider Transaction Report
Form 4
Werner Karl William
Ch. Op. & Supp. Dev. Officer
Transactions
- Exercise/Conversion
Common Shares
2021-02-28+179→ 3,579 total - Exercise/Conversion
Restricted Share Units (2018 RSUs)
2021-02-28−3,400→ 0 total→ Common Shares (3,400 underlying) - Exercise/Conversion
Dividend Equivalent Rights (2018 RSUs)
2021-02-28−179→ 0 total→ Common Shares (179 underlying) - Exercise/Conversion
Common Shares
2021-02-28+3,400→ 3,400 total
Holdings
- 2,221(indirect: Employee Stock Purchase Plan)
Common Shares
- 27,896(indirect: Long-Term Investment Plan)
Common Shares
Footnotes (3)
- [F1]Represents pre-tax amount of award. Share issuance will be made net of tax withholding ("TW").
- [F2]Each RSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on February 28, 2021, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable within the week following March 5, 2021 from when the RSUs and DERs vested.
- [F3]Includes all Employee Stock Purchase Plan purchases through February 28, 2021.