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4/A//SEC Filing

Werner Karl William 4/A

Accession 0001209191-21-016796

CIK 0001046102other
View on SEC.govCompany Profile

Filed

Mar 2, 7:00 PM ET

Accepted

Mar 3, 4:03 PM ET

Size

13.7 KB

Accession

0001209191-21-016796

Insider Transaction Report

Form 4/AAmended
Period: 2021-02-28
RITCHIE BROS AUCTIONEERS INCRBA
Werner Karl William
Ch. Op. & Supp. Dev. Officer
Transactions
  • Exercise/Conversion

    Common Shares

    2021-02-28+654→ 16,662 total
  • Exercise/Conversion

    Dividend Equivalent Rights (2018 PSUs)

    2021-02-28−654→ 0 total
    → Common Shares (654 underlying)
  • Exercise/Conversion

    Common Shares

    2021-02-28+12,429→ 16,008 total
  • Exercise/Conversion

    Performance Share Units (2018 PSUs)

    2021-02-28−12,429→ 0 total
    → Common Shares (12,429 underlying)
Holdings

  • Common Shares

    (indirect: Employee Stock Purchase Plan)
    2,221

  • Common Shares

    (indirect: Long-Term Investment Plan)
    27,896
Footnotes (7)
  • [F1]Represents pre-tax amount of award. Share issuance will be made net of tax withholding ("TW").
  • [F2]Due to a clerical error, amount of securities issued corrected from 3,400 to 12,429.
  • [F3]Due to clerical error, this was previously reported as RSU and DER. Now corrected to - Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on February 28, 2021(corrected as the previous filing stated vest date as March 1, 2021), the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable
  • [F4]Due to a clerical error, amount of securities issued corrected from 179 to 654.
  • [F5]Includes all Employee Stock Purchase Plan purchases through February 28, 2021.
  • [F6]Due to a clerical error, title of derivative security corrected from 2018 RSU to 2018 PSU.
  • [F7]Due to a clerical error, title of derivative security corrected from Dividend Equivalent Rights 2018 RSU to Dividend Equivalent Rights 2018 PSU.

Documents

1 file

Issuer

RITCHIE BROS AUCTIONEERS INC

CIK 0001046102

→
Entity typeother

Related Parties

1
  • filerCIK 0001661696

Filing Metadata

Form type
4/A
Filed
Mar 2, 7:00 PM ET
Accepted
Mar 3, 4:03 PM ET
Size
13.7 KB
View on SEC.gov