4//SEC Filing
RASMUSSEN HENRIK S MD 4
Accession 0001209191-21-017590
CIK 0001564824other
Filed
Mar 2, 7:00 PM ET
Accepted
Mar 3, 9:55 PM ET
Size
24.9 KB
Accession
0001209191-21-017590
Insider Transaction Report
Form 4
Allakos Inc.ALLK
RASMUSSEN HENRIK S MD
Chief Medical Officer
Transactions
- Sale
Common Stock
2021-03-03$112.83/sh−1,952$220,244→ 101,819 total - Sale
Common Stock
2021-03-03$113.00/sh−20,000$2,260,000→ 103,771 total - Exercise/Conversion
Common Stock
2021-03-03$1.16/sh+20,000$23,250→ 123,771 total - Tax Payment
Common Stock
2021-03-02$117.82/sh−1,316$155,051→ 103,771 total - Sale
Common Stock
2021-03-02$117.32/sh−20,000$2,346,400→ 105,087 total - Exercise/Conversion
Common Stock
2021-03-02$1.16/sh+20,000$23,250→ 125,087 total - Sale
Common Stock
2021-03-01$120.66/sh−20,000$2,413,200→ 105,087 total - Exercise/Conversion
Common Stock
2021-03-01$1.16/sh+20,000$23,250→ 125,087 total - Exercise/Conversion
Stock Option (Right to buy)
2021-03-03−20,000→ 332,000 totalExercise: $1.16Exp: 2027-10-02→ Common Stock (20,000 underlying) - Exercise/Conversion
Stock Option (Right to buy)
2021-03-02−20,000→ 352,000 totalExercise: $1.16Exp: 2027-10-02→ Common Stock (20,000 underlying) - Exercise/Conversion
Stock Option (Right to buy)
2021-03-01−20,000→ 372,000 totalExercise: $1.16Exp: 2027-10-02→ Common Stock (20,000 underlying)
Footnotes (7)
- [F1]This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2020. This transaction was executed in multiple trades at prices ranging from $111.30 to $115.09 per share. The sale price reported represents the weighted average sale price . Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person hereby undertakes to provide full information regarding the number of shares sold at each separate price.
- [F2]Includes shares of common stock purchased under the Company's 2018 Employee Stock Purchase Plan.
- [F3]This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2020. This transaction was executed in multiple trades at prices ranging from $111.00 to $116.78 per share. The sale price reported represents the weighted average sale price . Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person hereby undertakes to provide full information regarding the number of shares sold at each separate price.
- [F4]Shares withheld to satisfy the tax obligations by the reporting person in connection with the vesting of RSUs.
- [F5]This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2020. This transaction was executed in multiple trades at prices ranging from $115.85 to $121.83 per share. The sale price reported represents the weighted average sale price . Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person hereby undertakes to provide full information regarding the number of shares sold at each separate price.
- [F6]This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2020. This transaction was executed in multiple trades at prices ranging from $117.445 to $126.76 per share. The sale price reported represents the weighted average sale price . Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person hereby undertakes to provide full information regarding the number of shares sold at each separate price.
- [F7]On October 2, 2017, the Reporting Person was granted an option to purchase 392,000 ordinary shares pursuant to the Company's 2018 Equity Incentive Plan. The option vests as to one-fourth of the shares on October 2, 2018, and one forty-eighth of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.
Documents
Issuer
Allakos Inc.
CIK 0001564824
Entity typeother
Related Parties
1- filerCIK 0001271905
Filing Metadata
- Form type
- 4
- Filed
- Mar 2, 7:00 PM ET
- Accepted
- Mar 3, 9:55 PM ET
- Size
- 24.9 KB