Aquilino Brian 4

4 · A-Mark Precious Metals, Inc. · Filed Mar 4, 2021

Form 4

Period: 2021-03-02

Chief Operating Officer

Transactions

Exercise/Conversion
Common Stock, par value $0.01
2021-03-02$13.52/sh+2,000$27,040→ 2,000 total
Sale
Common Stock, par value $0.01
2021-03-02$29.00/sh−2,000$58,006→ 0 total
Exercise/Conversion
Common Stock, par value $0.01
2021-03-02$10.20/sh+695$7,089→ 695 total
Sale
Common Stock, par value $0.01
2021-03-02$29.01/sh−695$20,160→ 0 total
Exercise/Conversion
Stock Option (Right to Buy)
2021-03-02−2,000→ 0 total
Exercise: $13.52Exp: 2027-10-02→ Common Stock, par value $0.01 (2,000 underlying)
Exercise/Conversion
Stock Option (Right to Buy)
2021-03-02−695→ 1,000 total
Exercise: $10.20Exp: 2028-08-30→ Common Stock, par value $0.01 (695 underlying)

Footnotes (3)

[F1]The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $29.00 to not more than $29.03. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form.
[F2]The option granted covered 2,000 shares, and vested 33.3% per year on October 2, 2018, 2019 and 2020.
[F3]The option granted covered 3,000 shares, and vested or will vest 33.3% per year on August 30, 2019, 2020 and 2021.

Documents

1 file