Knotts Daniel L. 4
4 · RR Donnelley & Sons Co · Filed Mar 4, 2021
Insider Transaction Report
Form 4
Knotts Daniel L.
Group President
Transactions
- Exercise/Conversion
Common Stock
2021-03-02+215,523→ 1,731,109 total - Disposition to Issuer
Common Stock
2021-03-02$4.52/sh−215,523$974,164→ 1,515,586 total - Tax Payment
Common Stock
2021-03-02$4.52/sh−121,270$548,140→ 1,394,316 total - Award
Common Stock
2021-03-02+330,873→ 1,725,189 total - Tax Payment
Common Stock
2021-03-02$4.52/sh−146,705$663,107→ 1,578,484 total - Award
Common Stock
2021-03-02+509,520→ 2,088,004 total - Exercise/Conversion
Phantom Stock
2021-03-02−215,523→ 431,046 total→ Common Stock (215,523 underlying) - Award
Phantom Stock
2021-03-02+401,945→ 832,991 total→ Common Stock (401,945 underlying)
Footnotes (6)
- [F1]Each share of phantom stock is payable in shares of common stock. The vested phantom stock was settled for cash.
- [F2]Shares acquired upon settlement of Performance Stock Units granted on March 2, 2018
- [F3]Company granted restricted stock units issued pursuant to a Rule 16b-3 plan. The restricted stock units are payable in shares of common stock in three equal annual installments on March 2, 2022, March 2, 2023 and March 2, 2024, subject to reporting person's continued employment.
- [F4]Phantom stock is payable in shares of common stock or cash in three equal installments on the anniversary of grant date, subject to reporting person's continued employment.
- [F5]Represents the economic equivalent of one share of Company common stock, which may be settled in Company common stock or cash upon vesting.
- [F6]Phantom stock is payable in shares of common stock or cash in three equal installments on March 2, 2022, March 2, 2023 and March 2, 2024, subject to reporting person's continued employment.