O'Brien Kenneth E 4
4 · RR Donnelley & Sons Co · Filed Mar 4, 2021
Insider Transaction Report
Form 4
O'Brien Kenneth E
EVP and CIO
Transactions
- Exercise/Conversion
Common Stock
2021-03-02+34,420→ 158,350 total - Disposition to Issuer
Common Stock
2021-03-02$4.52/sh−34,420$155,578→ 123,930 total - Tax Payment
Common Stock
2021-03-02$4.52/sh−3,379$15,273→ 127,309 total - Award
Common Stock
2021-03-02+34,379→ 161,688 total - Tax Payment
Common Stock
2021-03-02$4.52/sh−10,929$49,399→ 150,759 total - Exercise/Conversion
Phantom Stock
2021-03-02−34,420→ 68,841 total→ Common Stock (34,420 underlying) - Award
Phantom Stock
2021-03-02+80,138→ 148,979 total→ Common Stock (80,138 underlying)
Footnotes (5)
- [F1]Each share of phantom stock is payable in shares of common stock. The vested phantom stock was settled for cash.
- [F2]Shares acquired upon settlement of Performance Stock Units granted on March 2, 2018
- [F3]Phantom stock is payable in shares of common stock or cash in three equal installments on the anniversary of grant date, subject to reporting person's continued employment.
- [F4]Represents the economic equivalent of one share of Company common stock, which may be settled in Company common stock or cash upon vesting.
- [F5]Phantom stock is payable in shares of common stock or cash in three equal installments on March 2, 2022, March 2, 2023 and March 2, 2024, subject to reporting person's continued employment.