4//SEC Filing
DOLAN MICHAEL 4
Accession 0001209191-21-018188
CIK 0001580156other
Filed
Mar 4, 7:00 PM ET
Accepted
Mar 5, 4:18 PM ET
Size
9.8 KB
Accession
0001209191-21-018188
Insider Transaction Report
Form 4
DOLAN MICHAEL
See remarks.
Transactions
- Exercise/Conversion
Common Stock
2021-03-03+9,615→ 70,196 total - Sale
Common Stock
2021-03-04$6.03/sh−4,270$25,745→ 65,926 total - Exercise/Conversion
Restricted Stock Units
2021-03-03−9,615→ 19,230 total→ Common Stock (9,615 underlying)
Footnotes (4)
- [F1]9,615 restricted stock units held by Mr. Dolan vested on March 3, 2021 and were settled in exchange for a like amount of shares of Houghton Mifflin Harcourt Company's (the "Company") common stock, subject to the sale of 4,270 shares of common stock to satisfy withholding obligations in connection with federal, state, local or other taxes required to be withheld or paid in connection with the settlement of the restricted stock units.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.8544 to $6.0403, inclusive. The Reporting Person undertakes to provide to the Company, any of the Company's security holders, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the above range.
- [F3]Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.
- [F4]The remaining restricted stock units shall vest on March 3, 2022 and March 3, 2023, subject to continued employment with the Company.
Documents
Issuer
Houghton Mifflin Harcourt Co
CIK 0001580156
Entity typeother
Related Parties
1- filerCIK 0001253483
Filing Metadata
- Form type
- 4
- Filed
- Mar 4, 7:00 PM ET
- Accepted
- Mar 5, 4:18 PM ET
- Size
- 9.8 KB