4//SEC Filing
Zuo William Wei 4
Accession 0001209191-21-018572
CIK 0001300699other
Filed
Mar 7, 7:00 PM ET
Accepted
Mar 8, 4:39 PM ET
Size
11.6 KB
Accession
0001209191-21-018572
Insider Transaction Report
Form 4
Athenex, Inc.ATNX
Zuo William Wei
President, China
Transactions
- Sale
Common Stock
2021-03-04$4.52/sh−419,931$1,898,088→ 142,883 total
Holdings
- 1
Stock Option (Right to Buy)
Exercise: $11.00From: 2018-06-13Exp: 2027-06-13→ Common Stock (1 underlying) - 25,000
Stock Option (Right to Buy)
Exercise: $17.30Exp: 2028-03-27→ Common Stock (25,000 underlying) - 25,000
Stock Option (Right to Buy)
Exercise: $13.17Exp: 2029-02-28→ Common Stock (25,000 underlying) - 25,000
Stock Option (Right to Buy)
Exercise: $12.45Exp: 2030-06-05→ Common Stock (25,000 underlying) - 120,000
Stock Option (Right to Buy)
Exercise: $7.50From: 2018-06-11Exp: 2025-06-11→ Common Stock (120,000 underlying)
Footnotes (4)
- [F1]This transaction was executed in multiple trades ranging from $4.41 to $4.65. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder full information regarding the number of shares and prices at which the transactions were effected.
- [F2]This option vests in four equal annual installments beginning on March 27, 2019.
- [F3]The option vests in four equal annual installments beginning on February 28, 2020.
- [F4]This option vests in four equal annual installments beginning on June 5, 2021.
Documents
Issuer
Athenex, Inc.
CIK 0001300699
Entity typeother
Related Parties
1- filerCIK 0001427110
Filing Metadata
- Form type
- 4
- Filed
- Mar 7, 7:00 PM ET
- Accepted
- Mar 8, 4:39 PM ET
- Size
- 11.6 KB