4//SEC Filing
Hudson Peter A 4
Accession 0001209191-21-019954
CIK 0001564824other
Filed
Mar 10, 7:00 PM ET
Accepted
Mar 11, 7:28 PM ET
Size
18.6 KB
Accession
0001209191-21-019954
Insider Transaction Report
Form 4
Allakos Inc.ALLK
Hudson Peter A
10% Owner
Transactions
- Sale
Common Stock
2021-03-09$124.36/sh−1,500$186,540→ 31,054 total(indirect: By LLC) - Sale
Common Stock
2021-03-11$123.49/sh−10,027$1,238,234→ 18,220 total(indirect: By LLC) - Sale
Common Stock
2021-03-11$124.26/sh−9,248$1,149,156→ 8,972 total(indirect: By LLC) - Sale
Common Stock
2021-03-11$125.22/sh−972$121,714→ 8,000 total(indirect: By LLC) - Sale
Common Stock
2021-03-10$124.37/sh−2,107$262,048→ 28,247 total(indirect: By LLC) - Sale
Common Stock
2021-03-09$125.58/sh−700$87,906→ 30,354 total(indirect: By LLC)
Holdings
- 2,071,147(indirect: See Footnote)
Common Stock
Footnotes (10)
- [F1]Reflects a distribution in kind effected by Alta Partners NextGen Fund I L.P. ("APNG I") subsequent to the Reporting Person's most recent Section 16 report, which distribution was not required to be reported pursuant to Section 16.
- [F10]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $125.02 - $125.50, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
- [F2]These shares are directly held by APNG I. Alta Partners NextGen Fund I Management, LLC ("APNG I Management") is the general partner of APNG I. The Reporting Person is one of three managing directors of APNG I Management and, as such, has voting and investment control with respect to the shares held by APNG I. The Reporting Person disclaims beneficial ownership of all shares held by APNG I, except to the extent of his pecuniary interest therein.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $124.10 - $125.04, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
- [F4]Shares held prior to the reported transaction consisted of an aggregate of 32,554 shares received in pro rata distributions from APNG I subsequent to the Reporting Person's most recent Section 16 report, which distribution was not required to be reported pursuant to Section 16.
- [F5]These shares are owned by Hudson Capital, LLC, a limited liability company of which the Reporting Person is the managing member. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein
- [F6]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $125.515 - $125.80, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
- [F7]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $124.00 - $124.86, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
- [F8]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $123.00 - $123.99, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
- [F9]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $124.00 - $124.89, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
Documents
Issuer
Allakos Inc.
CIK 0001564824
Entity typeother
Related Parties
1- filerCIK 0001674884
Filing Metadata
- Form type
- 4
- Filed
- Mar 10, 7:00 PM ET
- Accepted
- Mar 11, 7:28 PM ET
- Size
- 18.6 KB