4//SEC Filing
Hattem Dave S. 4
Accession 0001209191-21-020172
CIK 0001333986other
Filed
Mar 11, 7:00 PM ET
Accepted
Mar 12, 4:33 PM ET
Size
10.6 KB
Accession
0001209191-21-020172
Insider Transaction Report
Form 4
Hattem Dave S.
Senior EVP & GC
Transactions
- Award
Performance Restricted Stock Units
2021-03-11+212.6→ 39,980.45 total→ Common Stock (212.6 underlying) - Award
Common Stock
2021-03-11+141.71→ 73,154.68 total - Sale
Common Stock
2021-03-11$31.82/sh−6,900$219,532→ 66,254.68 total
Footnotes (4)
- [F1]Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.
- [F2]Total includes RSUs.
- [F3]This transaction was executed in multiple trades at prices ranging from $31.80 to $31.82. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F4]Dividend equivalents accrued on performance restricted stock units ("PRSUs") previously awarded pursuant to Issuer's incentive plan. Each PRSU represents a contingent right to receive one share of common stock upon vesting. The PRSUs vest upon and subject to the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023. If the PRSUs have not otherwise vested by May 14, 2023, 50% of the PRSUs will vest on May 14, 2023. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the PRSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the related PRSUs. Dividend equivalents are issued as PRSUs, each representing a contingent right to receive one share of common stock.
Documents
Issuer
Equitable Holdings, Inc.
CIK 0001333986
Entity typeother
Related Parties
1- filerCIK 0001739394
Filing Metadata
- Form type
- 4
- Filed
- Mar 11, 7:00 PM ET
- Accepted
- Mar 12, 4:33 PM ET
- Size
- 10.6 KB