STAAR SURGICAL CO|4Mar 15, 5:09 PM ET

Barnes Scott D 4

4 · STAAR SURGICAL CO · Filed Mar 15, 2021

Form 4

Period: 2021-03-11

Chief Medical Officer

Transactions

Exercise/Conversion
Common Stock
2021-03-11$15.25/sh+2,665$40,641→ 23,055 total
Disposition to Issuer
Common Stock
2021-03-11$92.00/sh−2,665$245,180→ 20,390 total
Exercise/Conversion
Common Stock
2021-03-12+2,936→ 23,326 total
Exercise/Conversion
Common Stock Options
2021-03-11−2,665→ 22,335 total
Exercise: $15.25From: 2018-11-13Exp: 2027-11-12→ Common Stock (2,665 underlying)
Exercise/Conversion
Common Stock Options
2021-03-12+6,207→ 6,207 total
Exercise: $90.38From: 2022-03-12Exp: 2031-03-11→ Common Stock (6,207 underlying)

Footnotes (2)

[F1]Award of 2936 Restricted Stock Units of Common Stock (RSU), subject to forfeiture rights, which lapse as to 1/3 of the RSUs on 3/12/22, 1/3 of the RSUs on 3/12/23, and the remaining 1/3 of the RSUs on 3/12/24.
[F2]The options granted become exercisable as follows: 1/3 on 3/12/2022 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 3/12/2024.

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