4//SEC Filing
Werner Karl William 4
Accession 0001209191-21-020700
CIK 0001046102other
Filed
Mar 15, 8:00 PM ET
Accepted
Mar 16, 11:39 AM ET
Size
18.4 KB
Accession
0001209191-21-020700
Insider Transaction Report
Form 4
Werner Karl William
Ch. Op. & Supp. Dev. Officer
Transactions
- Exercise/Conversion
Common Shares
2021-03-15$33.79/sh+9,111$307,861→ 9,111 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2021-03-15−8,375→ 0 totalExercise: $32.16Exp: 2028-03-01→ Common Shares (8,375 underlying) - Exercise/Conversion
Employee Stock Option (Right to Buy)
2021-03-15−9,111→ 9,111 totalExercise: $33.79Exp: 2029-03-07→ Common Shares (9,111 underlying) - Exercise/Conversion
Common Shares
2021-03-15$32.16/sh+8,375$269,340→ 8,375 total - Exercise/Conversion
Common Shares
2021-03-15$40.64/sh+8,334$338,694→ 8,334 total - Sale
Common Shares
2021-03-15$58.25/sh−25,820$1,504,015→ 0 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2021-03-15−8,334→ 16,666 totalExercise: $40.64Exp: 2030-03-05→ Common Shares (8,334 underlying)
Holdings
- 27,896(indirect: Long-Term Investment Plan)
Common Shares
- 2,277(indirect: Employee Stock Purchase Plan)
Common Shares
- 12,612
Common Shares
Footnotes (4)
- [F1]Includes all Employee Stock Purchase Plan purchases through March 15, 2021.
- [F2]The option was granted on March 1, 2018 and vests equally in three equal annual installments beginning February 28, 2019.
- [F3]The option was granted on March 7, 2019 and vests equally in three equal annual installments beginning March 6, 2020.
- [F4]The option was granted on March 5, 2020 and vests equally in three equal annual installments beginning March 4, 2021.
Documents
Issuer
RITCHIE BROS AUCTIONEERS INC
CIK 0001046102
Entity typeother
Related Parties
1- filerCIK 0001661696
Filing Metadata
- Form type
- 4
- Filed
- Mar 15, 8:00 PM ET
- Accepted
- Mar 16, 11:39 AM ET
- Size
- 18.4 KB