Werner Karl William 4
4 · RITCHIE BROS AUCTIONEERS INC · Filed Mar 16, 2021
Insider Transaction Report
Form 4
Werner Karl William
Ch. Op. & Supp. Dev. Officer
Transactions
- Exercise/Conversion
Common Shares
2021-03-15$33.79/sh+9,111$307,861→ 9,111 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2021-03-15−8,375→ 0 totalExercise: $32.16Exp: 2028-03-01→ Common Shares (8,375 underlying) - Exercise/Conversion
Employee Stock Option (Right to Buy)
2021-03-15−9,111→ 9,111 totalExercise: $33.79Exp: 2029-03-07→ Common Shares (9,111 underlying) - Exercise/Conversion
Common Shares
2021-03-15$32.16/sh+8,375$269,340→ 8,375 total - Exercise/Conversion
Common Shares
2021-03-15$40.64/sh+8,334$338,694→ 8,334 total - Sale
Common Shares
2021-03-15$58.25/sh−25,820$1,504,015→ 0 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2021-03-15−8,334→ 16,666 totalExercise: $40.64Exp: 2030-03-05→ Common Shares (8,334 underlying)
Holdings
- 27,896(indirect: Long-Term Investment Plan)
Common Shares
- 2,277(indirect: Employee Stock Purchase Plan)
Common Shares
- 12,612
Common Shares
Footnotes (4)
- [F1]Includes all Employee Stock Purchase Plan purchases through March 15, 2021.
- [F2]The option was granted on March 1, 2018 and vests equally in three equal annual installments beginning February 28, 2019.
- [F3]The option was granted on March 7, 2019 and vests equally in three equal annual installments beginning March 6, 2020.
- [F4]The option was granted on March 5, 2020 and vests equally in three equal annual installments beginning March 4, 2021.