4//SEC Filing
McKnight James Reed Jr. 4
Accession 0001209191-21-021041
CIK 0000919956other
Filed
Mar 15, 8:00 PM ET
Accepted
Mar 16, 6:22 PM ET
Size
27.9 KB
Accession
0001209191-21-021041
Insider Transaction Report
Form 4
McKnight James Reed Jr.
Chief Financial Officer
Transactions
- Tax Payment
Common Stock
2021-03-13$3.75/sh−5,275$19,781→ 266,999 total - Tax Payment
Common Stock
2021-03-13$3.75/sh−2,029$7,609→ 264,970 total - Exercise/Conversion
Common Stock
2021-03-13+10,240→ 275,210 total - Exercise/Conversion
Dividend Equivalent Rights on 2018 Restricted Shares
2021-03-13−100→ 0 total→ Common Stock (100 underlying) - Award
2021 Restricted Stock Units
2021-03-16+13,463→ 13,463 total→ Common Stock (13,463 underlying) - Tax Payment
Common Stock
2021-03-13$3.75/sh−1,787$6,701→ 273,423 total - Award
Common Stock
2021-03-16+25,000→ 298,423 total - Exercise/Conversion
2019 Restricted Stock Units
2021-03-13−10,240→ 0 total→ Common Stock (10,240 underlying) - Exercise/Conversion
Common Stock
2021-03-13+100→ 273,312 total - Tax Payment
Common Stock
2021-03-13$3.75/sh−1,038$3,893→ 272,274 total
Holdings
- 13,235.29
2020 Restricted Stock Units
→ Common Stock (13,235.29 underlying)
Footnotes (14)
- [F1]Represents vesting of Dividend Equivalent Rights on 2018 Restricted Stock.
- [F10]The 2019 Restricted Stock Units shall vest and be exercisable in full on the 2nd anniversary of their original Grant Date (03/13/2019).
- [F11]Each Restricted Stock Unit was the economic equivalent of one share of common stock. On March 13, 2021, 10,239.52 of the reporting person's Restricted Stock Units were settled for 10,240 shares of common stock.
- [F12]Mr. McKnight elected to receive $48,600 of his cash bonus for 2020 in Restricted Stock Units under the terms of the Advocat Inc. 2008 Stock Purchase Plan for Key Personnel. Each Restricted Stock Unit is equal to one share.
- [F13]The 2021 Restricted Stock Units shall vest and be exercisable in full on the 2nd anniversary of their original Grant Date (03/16/2021).
- [F14]The 2020 Restricted Stock Units shall vest and be exercisable in full on the 2nd anniversary of their original Grant Date (03/13/2020).
- [F2]This transaction represents shares withheld by the Company for tax withholdings on Mr. McKnight's vesting of 2018 Restricted Stock.
- [F3]This transaction represents shares withheld by the Company for tax withholdings on Mr. McKnight's vesting of 2019 Restricted Stock.
- [F4]This transaction represents shares withheld by the Company for tax withholdings on Mr. McKnight's vesting of 2020 Restricted Stock Units.
- [F5]Represents vesting of 2019 Restricted Stock Units.
- [F6]This transaction represents shares withheld by the Company to cover the tax withholding on Mr. McKnight's settlement of 2019 Restricted Stock Units.
- [F7]Restricted stock grant that will vest in equal parts over the first three anniversaries of the date of grant.
- [F8]These dividend equivalent rights accrued on shares of restricted stock granted on March 13, 2018 and will vest as the underlying shares vest.
- [F9]Each restricted stock unit is equal to one share. There are dividend equivalent rights accruing on restricted stock units.
Issuer
Diversicare Healthcare Services, Inc.
CIK 0000919956
Entity typeother
Related Parties
1- filerCIK 0001556347
Filing Metadata
- Form type
- 4
- Filed
- Mar 15, 8:00 PM ET
- Accepted
- Mar 16, 6:22 PM ET
- Size
- 27.9 KB