Hopkins Herbert Derek 4
4 · Keurig Dr Pepper Inc. · Filed Mar 17, 2021
Insider Transaction Report
Form 4
Hopkins Herbert Derek
Chief Commercial Officer
Transactions
- Exercise/Conversion
Restricted Stock Units
2021-03-15−144,600→ 0 total→ Common Stock (144,600 underlying) - Exercise/Conversion
Common Stock
2021-03-15+289,200→ 727,656 total - Tax Payment
Common Stock
2021-03-15$33.58/sh−109,334$3,671,436→ 618,322 total - Tax Payment
Common Stock
2021-03-15$33.58/sh−52,434$1,760,734→ 710,488 total - Exercise/Conversion
Restricted Stock Units
2021-03-15−289,200→ 0 total→ Common Stock (289,200 underlying) - Exercise/Conversion
Restricted Stock Units
2021-03-15−144,600→ 0 total→ Common Stock (144,600 underlying) - Exercise/Conversion
Common Stock
2021-03-15+144,600→ 762,922 total - Exercise/Conversion
Common Stock
2021-03-15+144,600→ 855,088 total - Tax Payment
Common Stock
2021-03-15$33.58/sh−52,434$1,760,734→ 802,654 total
Footnotes (3)
- [F1]Restricted Stock Units ("RSUs") converted into common stock on a one-for-one basis.
- [F2]Shares withheld for payment of applicable taxes upon vesting of RSUs in accordance with Rule 16b-3.
- [F3]As previously disclosed, these RSUs were acquired by the reporting person as a result of the conversion of restricted stock units of Maple Parent Holdings Corp. ("Maple") to restricted stock units of the Issuer pursuant to the Agreement and Plan of Merger, dated as of January 29, 2018, by and among Maple, Dr Pepper Snapple Group, Inc. and Salt Merger Sub, Inc. The RSUs vested in full on March 15, 2021.