MOODYS CORP /DE/|4Mar 19, 5:32 PM ET

GOGGINS JOHN J 4

4 · MOODYS CORP /DE/ · Filed Mar 19, 2021

Form 4

Period: 2021-03-17

SVP and General Counsel

Transactions

Exercise/Conversion
Common Stock
2021-03-17$79.55/sh+9,908$788,181→ 19,473 total
Sale
Common Stock
2021-03-17$292.84/sh−3,800$1,112,792→ 17,892 total
Sale
Common Stock
2021-03-17$295.39/sh−51$15,065→ 16,381 total
Exercise/Conversion
Employee Stock Option (right to buy)
2021-03-17−8,435→ 0 total
Exercise: $80.81From: 2017-02-12Exp: 2026-02-12→ Common Stock (8,435 underlying)
Sale
Common Stock
2021-03-17$294.27/sh−6,216$1,829,189→ 13,257 total
Exercise/Conversion
Common Stock
2021-03-17$80.81/sh+8,435$681,632→ 21,692 total
Sale
Common Stock
2021-03-17$294.31/sh−1,460$429,697→ 16,432 total
Exercise/Conversion
Employee Stock Option (right to buy)
2021-03-17−9,908→ 0 total
Exercise: $79.55From: 2015-02-12Exp: 2024-02-12→ Common Stock (9,908 underlying)

Footnotes (3)

[F1]Exercise and sale of shares pursuant to Rule 10b5-1 Plan.
[F2]The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $294.08 to $294.78. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
[F3]One fourth of the options vested each year beginning with the date indicated.

Documents

1 file