Malmstrom Anders 4

4 · Equitable Holdings, Inc. · Filed Mar 22, 2021

Form 4

Period: 2021-03-19

Senior EVP & CFO

Transactions

Exercise/Conversion
Common Stock
2021-03-19$23.18/sh+41,000$950,380→ 340,947.8 total
Exercise/Conversion
Employee Stock Option (right to buy)
2021-03-19−78,535→ 162,265 total
Exercise: $18.74Exp: 2029-02-14→ Common Stock (78,535 underlying)
Exercise/Conversion
Common Stock
2021-03-19$18.74/sh+78,535$1,471,746→ 299,947.8 total
Exercise/Conversion
Employee Stock Option (right to buy)
2021-03-19−81,345→ 240,800 total
Exercise: $21.34Exp: 2028-03-01→ Common Stock (81,345 underlying)
Exercise/Conversion
Common Stock
2021-03-19$21.34/sh+81,345$1,735,902→ 221,412.8 total
Sale
Common Stock
2021-03-19$32.82/sh−200,880$6,593,183→ 140,067.8 total
Exercise/Conversion
Employee Stock Option (right to buy)
2021-03-19−41,000→ 121,265 total
Exercise: $23.18Exp: 2030-02-26→ Common Stock (41,000 underlying)

Footnotes (5)

[F1]Includes restricted stock units.
[F2]This transaction was executed in multiple trades at prices ranging from $32.0600 to $33.0500. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
[F3]The options vested in three equal annual installments beginning on March 1, 2019.
[F4]The options vested/vest in three equal annual installments beginning on February 14, 2020.
[F5]The options vested/vest in three equal annual installments beginning on February 26, 2021.

Documents

1 file